0001209191-17-044472.txt : 20170710 0001209191-17-044472.hdr.sgml : 20170710 20170710070744 ACCESSION NUMBER: 0001209191-17-044472 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170706 FILED AS OF DATE: 20170710 DATE AS OF CHANGE: 20170710 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONCERT PHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0001367920 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 99 HAYDEN AVENUE STREET 2: SUITE 500 CITY: LEXINGTON STATE: MA ZIP: 02421 BUSINESS PHONE: 781-860-0045 MAIL ADDRESS: STREET 1: 99 HAYDEN AVENUE STREET 2: SUITE 500 CITY: LEXINGTON STATE: MA ZIP: 02421 FORMER COMPANY: FORMER CONFORMED NAME: CONCERT PHARMACEUTICALS INC DATE OF NAME CHANGE: 20060628 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERSCHA LYNETTE CENTRAL INDEX KEY: 0001708198 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36310 FILM NUMBER: 17956351 MAIL ADDRESS: STREET 1: C/O CONCERT PHARMACEUTICALS, INC. STREET 2: 99 HAYDEN AVENUE SUITE 500 CITY: LEXINGTON STATE: MA ZIP: 02421 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-07-06 0 0001367920 CONCERT PHARMACEUTICALS, INC. CNCE 0001708198 HERSCHA LYNETTE 99 HAYDEN AVENUE SUITE 500 LEXINGTON MA 02421 0 1 0 0 General Counsel Common Stock 2017-07-06 4 A 0 50000 A 50000 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of Common Stock of the Issuer. 50% of the RSUs granted to Ms. Herscha are eligible to vest on March 31, 2018, subject to the achievement certain performance criteria prior to March 31, 2018, including the closing of the Asset Purchase Agreement with Vertex Pharmaceuticals, Inc. and the institution by the Patent Trial and Appeal Board of a Post Grant Review petition filed by the Issuer against Incyte Corporation, and the remaining 50% of the RSUs are time-based awards and will vest on March 31, 2019. The number above represents the maximum number of shares that may be delivered pursuant to the award. Not applicable. /s/ Ryan Lynch as attorney-in-fact for Lynette Herscha 2017-07-10