13F-HR 1 us13famend123112.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: _______December 2012______ Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ____Mohican Financial Management, LLC_______ Address: _____21 Railroad Ave, Suite 35________________ _____Cooperstown, NY 13326_________________ __________________________________________ Form 13F File Number: 28-12023_____ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: ___Eric Hage_______________________________ Title: ___Chief Investment Officer___________________ Phone: ___607.547.1357_____________________________ Signature, Place, and Date of Signing: ____Eric Hage__ ____Cooperstown, NY__ ____January 4, 2013___ Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: _______NONE________ Form 13F Information Table Entry Total: ________65__________ Form 13F Information Table Value Total: ______470,916_________ (thousands) Name Of Issuer Title of Class Cusip Number Value (x1000) Shr/Prn Amount SH PRN PUT CALL Investment Discretion Other Managers Sole Shared Other ACCURAY INC CONV Bond 004397AB1 9,392 9,340,000 SH Sole 9,340,00 AIRTRAN HOLDING 5.25% 11/01/2016 SR UNSECURED CONV Bond 00949PAD0 9,798 7,615,000 SH Sole 7,615,000 ALTRA HOLDINGS INC CONVERTIBLE SUB NOTE 02208RAE6 8,402 5,850,000 PRN Sole 5,850,000 BARCLAYS BK PLC IPATH S&P 500 NASDAQ OTC ISSUES 06740C519 688 24,600 SH Sole 24,600 BOTTOMLINE TECHNOLOGIES CONVERTIBLE CORPORATE BONDS 101388AA4 558 500,000 PRN Sole 500,000 BRISTOW GROUP INC CONVERTIBLE CORPORATE BONDS 110394AC7 2,925 2,750,000 PRN Sole 2,750,000 CACI INTL INC CONVERTIBLE CORPORATE BONDS 127190AD8 7,451 6,623,000 PRN Sole 6,623,000 CADENCE DESIGN SYS CONVERTIBLE CORPORATE BONDS 127387AJ7 8,240 4,475,000 PRN Sole 4,475,000 CHEMED CORPORATION CONVERTIBLE CORPORAT 16359RAC7 8,268 7,950,000 PRN Sole 7,950,000 COBALT INTL ENERGY INC CONVERTIBLE CORPORAT 19075FAA4 7,100 7,000,000 PRN Sole 7,000,000 COINSTAR INC CONVERTIBLE CORPORAT 19259PAF9 4,262 3,000,000 PRN Sole 3,000,000 COMTECH TELECOMMUNICATION CONVERTIBLE CORPORAT 205826AF7 9,027 8,850,000 PRN Sole 8,850,000 COVANTA HOLDING CONVERTIBLE CORPORAT 22282EAC6 12,248 10,150,000 PRN Sole 10,150,000 CUBIST PHARMACEUTICALS INC CONVERTIBLE CORPORATE BONDS 229678AD9 17,654 11,250,000 PRN Sole 11,250,000 DIGITAL RIVER INC CONVERTIBLE CORPORATE BONDS 25388BAD6 3,958 4,000,000 PRN Sole 4,000,000 ENCORE CAPITAL GROUP CONVERTIBLE CORPORATE BONDS 292554AC6 4,443 4,000,000 PRN Sole 4,000,000 ENDO PHARMACEUTICALS HLDGS INC CONVERTIBLE CORPORATE BONDS 29264FAB2 9,996 9,000,000 PRN Sole 9,000,000 ENERSYS CONVERTIBLE CORPORATE BONDS 29275YAA0 2,347 2,000,000 PRN Sole 2,000,000 EQUINIX INC CONVERTIBLE CORPORATE BONDS 29444UAG1 16,575 8,500,000 PRN Sole 8,500,000 FEI CO CONVERTIBLE CORPORATE BONDS 30241LAF6 8,505 4,500,000 PRN Sole 4,500,000 GT ADVTECHNOLOGIES INC CONVERTIBLE CORPORATE BONDS 36191UAA4 5,364 7,323,000 PRN Sole 7,323,000 GENCO SHIPPING & TRADING CONVERTIBLE CORPORATE BONDS 36869MAA3 1,028 2,820,000 PRN Sole 2,820,000 HELIX ENERGY SOLUTIONS CONVERTIBLE CORPORATE BONDS 42330PAG2 5,310 4,500,000 PRN Sole 4,500,000 HERTZ GLOBAL HLDGS INC CONVERTIBLE CORPORATE BONDS 42805TAA3 15,808 7,800,000 PRN Sole 7,800,000 HOLOGIC INC CONVERTIBLE CORPORATE BONDS 436440AB7 2,770 2,473,000 PRN Sole 2,473,000 HOME INNS HTL MNMGMT CONVERTIBLE CORPORATE BONDS 43713WAB3 205 237,000 PRN Sole 237,000 HORSEHEAD HOLDINGS CONVERTIBLE CORPORATE BONDS 440694AB3 5,524 5,680,000 PRN Sole 5,680,000 Insulet Corp CONVERTIBLE SUB NOTE 45784PAC5 3,436 3,150,000 PRN Sole 3,150,000 INTERDIGITAL INC CONVERTIBLE SUB NOTE 458660AB3 5,320 4,978,000 PRN Sole 4,978,000 IXIA CONVERTIBLE SUB NOTE 45071RAB5 3,499 3,000,000 PRN Sole 3,000,000 JAKKS PACIFIC INC CONVERTIBLE SUB NOTE 47012EAD8 8,385 7,850,000 PRN Sole 7,850,000 JINKSOLAR HOLDING CO CONVERTIBLE CORPORAT 47759TAA8 891 2,000,000 PRN Sole 2,000,000 L-3 COMMUNICATIONS HLDINGS INC CONVERTIBLE CORPORATE 502113AW7 3,939 3,900,000 PRN Sole 3,900,000 LAM RESEARCH CORP CONVERTIBLE CORPORATE 512807AJ7 7,740 8,000,000 PRN Sole 8,000,000 M/I HOMES INC CONVERTIBLE CORPORATE BONDS 55292PAA3 3,186 2,500,000 PRN Sole 2,500,000 MEDIVATION INC CONVERTIBLE CORPORATE BONDS 58501NAA9 7,217 5,625,000 PRN Sole 5,625,000 MENTOR GRAPHICS CORP CONVERTIBLE CORPORATE BONDS 587200AK2 7,050 6,000,000 PRN Sole 6,000,000 MOLINA HEALTHCARE INC CONVERTIBLE CORPORATE BONDS 60855RAA8 8,525 7,400,000 PRN Sole 7,400,000 MYLAN INC CONVERTIBLE CORPORATE BONDS 628530AJ6 23,587 11,105,000 PRN Sole 11,105,000 NATIONAL FINANIAL CONVERTIBLE CORPORATE BONDS 63607PAC3 11,890 8,000,000 PRN Sole 8,000,000 NETAPP INC CONVERTIBLE CORPORAT 64110DAB0 11,233 10,000,000 PRN Sole 10,000,000 NUVASIVE INC CONVERTIBLE CORPORATE BONDS 670704AC9 3,388 3,850,000 PRN Sole 3,850,000 ON SEMICONDUCTOR CONVERTIBLE CORPORATE BONDS 682189AH8 6,497 6,100,000 PRN Sole 6,100,000 PHOTRONICS INC CONVERTIBLE CORPORATE BONDS 719405AF9 2,484 2,450,000 PRN Sole 2,450,000 PHOTRONICS INC CONVERTIBLE CORPORATE BONDS 719405AH5 9,829 9,708,000 PRN Sole 9,708,000 PROSHARES TR COMMON STOCKS 74347R313 414 15,000 SH Sole 15,000 PROSHARES TR COMMON STOCKS 74347R297 793 12,500 SH Sole 12,500 RAMBUS INC-DEL CONVERTIBLE CORPORAT 750917AC0 5,239 5,219,000 PRN Sole 5,219,000 REGIS CORPORATION CONVERTIBLE CORPORAT 758932AA5 11,685 9,500,000 PRN Sole 9,500,000 RTI INTERNATIONAL METALS INC CONVERTIBLE CORPORAT 74973WAA5 7,907 7,250,000 PRN Sole 7,250,000 STEEL DYNAMICS INC CONVERTIBLE CORPORAT 858119AP5 3,826 3,500,000 PRN Sole 3,500,000 STANDARD PACIFIC CORP CONVERTIBLE CORPORAT 85375CBC4 6,798 5,800,000 PRN Sole 5,800,000 TAKE TWO INERACTIVE SOFTWARE CORPORATE BONDS 874054AA7 12,200 10,000,000 PRN Sole 10,000,000 TELEFLEX INC CONVERTIBLE CORPORAT 879369AA4 7,074 5,500,000 PRN Sole 5,500,000 TEREX CORP CONVERTIBLE CORPORAT 880779AV5 5,600 3,000,000 PRN Sole 3,000,000 TTM TECHNOLOGIES INC CONVERTIBLE SUB NOTE 87305RAC3 7,222 7,150,000 PRN Sole 7,150,000 TYSON FOODS INC CONVERTIBLE SUB NOTE 902494AP8 4,832 4,000,000 PRN Sole 4,000,000 UNITED RENTALS INC. CONVERTIBLE CORPORAT 911363AL3 28,288 6,870,000 PRN Sole 6,870,000 VIRGIN MEDIA INC CONVERTIBLE CORPORATE BONDS 92769LAB7 18,025 8,750,000 PRN Sole 8,750,000 VIROPHARMA INC CONVERTIBLE CORPORAT 928241AH1 11,004 7,874,000 PRN Sole 7,874,000 VOLCANO CORP CONVERTIBLE CORPORAT 928645AA8 2,572 2,372,000 PRN Sole 2,372,000 VOLCANO CORP CONVERTIBLE CORPORAT 928645AB6 4,658 4,600,000 PRN Sole 4,600,000 WABASH NATIONAL CORP CONVERTIBLE CORPORAT 929566AH0 8,702 7,850,000 PRN Sole 7,850,000 WEBMD HEALTH CORP CONVERTIBLE CORPORAT 94770VAH5 4,851 5,175,000 PRN Sole 5,175,000 XPO LOGISTICS INC CONVERTIBLE CORPORAT 983793AA8 3,284 2,750,000 PRN Sole 2,750,000 Rows - 65 Number of other managers - 0