13F-HR/A 1 us13admend12607.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: _______December 2006______ Check here if Amendment [X]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [X] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ____Mohican Financial Management, LLC_______ Address: _____21 Railroad Ave, Suite 35________________ _____Cooperstown, NY 13326_________________ __________________________________________ Form 13F File Number: 28-12023_____ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: ___Eric Hage_______________________________ Title: ___Chief Investment Officer___________________ Phone: ___607.547.1357_____________________________ Signature, Place, and Date of Signing: ____Eric Hage__ ____Cooperstown, NY__ ____January 26, 2007___ Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: _______NONE________ Form 13F Information Table Entry Total: ________48__________ Form 13F Information Table Value Total: ______97,323_________ (thousands) Name Of Issuer Title of Class Cusip Number Value (x1000) Shr/Prn Amount SH PRN PUT CALL Investment Discretion Other Managers Sole Shared Other AAR CORP -W/RTS TO PUR C/STK CONVERTIBLE CORPORAT 000361AF2 6,347 4,030,000 PRN Sole 4,030,000 ALEXANDRIA REAL ESTATE CONVERTIBLE CORPORAT 015271AA7 1,018 1,000,000 PRN Sole 1,000,000 BIOMARIN PHARMACEUTICAL INC CONVERTIBLE CORPORAT 09061GAB7 2,908 2,250,000 PRN Sole 2,250,000 C&D TECHNOLOGIES INC CONVERTIBLE CORPORAT 124661AA7 938 1,000,000 PRN Sole 1,000,000 CALGON CARBON CORP CONVERTIBLE CORPORAT 129603AB2 1,500 1,500,000 PRN Sole 1,500,000 CBRL GROUP INC CONVERTIBLE CORPORAT 12489VAB2 1,549 3,000,000 PRN Sole 3,000,000 CHARTER COMMUNICATIONS INC DEL CONVERTIBLE CORPORAT 16117MAE7 2,985 2,000,000 PRN Sole 2,000,000 CHINA MED TECHNOLOGIES INC ADR CONVERTIBLE CORPORAT 169483AA2 1,300 1,300,000 PRN Sole 1,300,000 COMPUDYNE CORP NEW CONVERTIBLE CORPORAT 204795AA6 704 750,000 PRN Sole 750,000 CUBIST PHARMACEUTICALS INC CONVERTIBLE CORPORAT 229678AC1 1,790 2,000,000 PRN Sole 2,000,000 CURAGEN CORP CONVERTIBLE CORPORAT 23126RAE1 1,673 2,000,000 PRN Sole 2,000,000 DECODE GENETICS INC CONVERTIBLE CORPORAT 243586AB0 1,420 2,000,000 PRN Sole 2,000,000 DST SYSTEMS INC-DEL CONVERTIBLE CORPORAT 233326AD9 2,968 2,000,000 PRN Sole 2,000,000 EARTHLINK INC CONVERTIBLE CORPORAT 270321AA0 3,229 3,000,000 PRN Sole 3,000,000 EDGE PETROLEUM CORPORATION CONVERTIBLE PREFERRE 279862205 2,417 45,000 SH Sole 45,000 EDO CORP CONVERTIBLE CORPORAT 281347AE4 1,898 2,000,000 PRN Sole 2,000,000 EMCORE CORP CONVERTIBLE CORPORAT 290846AC8 2,347 2,500,000 PRN Sole 2,500,000 EMPIRE RESORTS INC CONVERTIBLE CORPORAT 292052AB3 1,371 1,500,000 PRN Sole 1,500,000 FIRST POTOMAC RLTY TR CONVERTIBLE CORPORAT 33612BAA4 2,250 2,250,000 PRN Sole 2,250,000 FORD MTR CO DEL CONVERTIBLE SUB NOTE 345370CF5 3,446 3,000,000 PRN Sole 3,000,000 FRONTIER AIRLINES INC NEW CONVERTIBLE CORPORAT 359065AA7 1,447 1,475,000 PRN Sole 1,475,000 GREY WOLF INC CONVERTIBLE CORPORAT 397888AD0 2,308 2,000,000 PRN Sole 2,000,000 HEADWATERS INC CONVERTIBLE CORPORAT 42210PAA0 620 600,000 PRN Sole 600,000 HEADWATERS INC CONVERTIBLE SUB NOTE 42210PAB8 1,757 1,700,000 PRN Sole 1,700,000 HILTON HOTELS CORP CONVERTIBLE CORPORAT 432848AZ2 4,778 3,000,000 PRN Sole 3,000,000 INCYTE PHARMACEUTICALS INC CONVERTIBLE CORPORAT 45337CAE2 3,555 4,000,000 PRN Sole 4,000,000 INCYTE PHARMACEUTICALS INC CONVERTIBLE CORPORAT 45337CAG7 1,775 2,000,000 PRN Sole 2,000,000 INVITROGEN CORP CONVERTIBLE CORPORAT 46185RAL4 951 1,000,000 PRN Sole 1,000,000 INVITROGEN CORP CONVERTIBLE CORPORAT 46185RAM2 476 500,000 PRN Sole 500,000 ISIS PHARMACEUTICALS INC CONVERTIBLE CORPORAT 464337AD6 2,075 2,000,000 PRN Sole 2,000,000 K2 INC CONVERTIBLE CORPORAT 482732AB0 684 640,000 PRN Sole 640,000 LECROY CORP CONVERTIBLE CORPORAT 52324WAA7 2,456 2,500,000 PRN Sole 2,500,000 LEVEL 3 COMMUNICATIONS INC CONVERTIBLE CORPORAT 52729NBK5 4,009 3,000,000 PRN Sole 3,000,000 LITHIA MOTORS INC-CL A CONVERTIBLE CORPORAT 536797AB9 960 1,000,000 PRN Sole 1,000,000 MACROVISION CORP CONVERTIBLE CORPORAT 555904AA9 1,133 1,000,000 PRN Sole 1,000,000 MANNKIND CORP CONVERTIBLE CORPORAT 56400PAA0 1,543 1,500,000 PRN Sole 1,500,000 MERIX CORP CONVERTIBLE CORPORAT 590049AA0 1,778 2,000,000 PRN Sole 2,000,000 MILLIPORE CORP CONVERTIBLE CORPORAT 601073AD1 2,080 2,000,000 PRN Sole 2,000,000 MOTIENT CORPORATION MISCELLANEOUS EQUITI 619908601 1,600 2,000 SH Sole 2,000 NEKTAR THERAPEUTICS CONVERTIBLE CORPORAT 640268AG3 1,915 2,000,000 PRN Sole 2,000,000 NPS PHARMACEUTICALS INC CONVERTIBLE CORPORAT 62936PAB9 1,983 2,200,000 PRN Sole 2,200,000 ON SEMICONDUCTOR CONVERTIBLE CORPORAT 682189AC9 1,346 1,000,000 PRN Sole 1,000,000 PRIDE INTL INC DEL CONVERTIBLE SUB NOTE 74153QAD4 2,368 2,000,000 PRN Sole 2,000,000 QUANTUM CORP CONVERTIBLE CORPORAT 747906AE5 2,730 3,000,000 PRN Sole 3,000,000 SCHOOL SPECIALTY INC CONVERTIBLE CORPORAT 807863AE5 1,070 1,000,000 PRN Sole 1,000,000 TRINITY INDS INC CONVERTIBLE CORPORAT 896522AF6 4,528 4,500,000 PRN Sole 4,500,000 VECTOR GROUP LTD CONVERTIBLE CORPORAT 92240MAD0 746 590,000 PRN Sole 590,000 VECTOR GROUP LTD CONVERTIBLE CORPORAT 92240MAJ7 591 500,000 PRN Sole 500,000 Rows - 48 Number of other managers - 0