0001367644-21-000049.txt : 20210303 0001367644-21-000049.hdr.sgml : 20210303 20210303180730 ACCESSION NUMBER: 0001367644-21-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210303 DATE AS OF CHANGE: 20210303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Havey Adam CENTRAL INDEX KEY: 0001514588 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33137 FILM NUMBER: 21711056 MAIL ADDRESS: STREET 1: 2273 RESEARCH BLVD SUITE 400 CITY: ROCKVILLE STATE: MD ZIP: 20853 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Emergent BioSolutions Inc. CENTRAL INDEX KEY: 0001367644 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 141902018 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 PROFESSIONAL DR, SUITE 400 CITY: GAITHERSBURG STATE: MD ZIP: 20879 BUSINESS PHONE: 240-631-3200 MAIL ADDRESS: STREET 1: 400 PROFESSIONAL DR, SUITE 400 CITY: GAITHERSBURG STATE: MD ZIP: 20879 4 1 wf-form4_161481282979100.xml FORM 4 X0306 4 2021-03-01 0 0001367644 Emergent BioSolutions Inc. EBS 0001514588 Havey Adam 400 PROFESSIONAL DR, SUITE 400 GAITHERSBURG MD 20879 0 1 0 0 EVP, Business Operations Common Stock 2021-03-01 4 M 0 17134 30.63 A 55324 D Common Stock 2021-03-01 4 S 0 17134 99.62 D 38190 D Common Stock 2021-03-01 4 M 0 20145 49.64 A 58335 D Common Stock 2021-03-01 4 S 0 20145 99.02 D 38190 D Employee Stock Options (Right to Buy) 30.63 2021-03-01 4 M 0 17134 99.62 D 2024-02-27 Common Stock 17134.0 0 D Employee Stock Options (Right to Buy) 49.64 2021-03-01 4 M 0 20145 99.02 D 2025-02-26 Common Stock 20145.0 0 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Havey. The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $98.05 to $100.25. The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $98.01 to $99.99. Vests in three equal installments beginning on the day prior to the anniversary date of the grant. /s/ S. Scott Lieberman, Attorney-in-fact 2021-03-02