0001367644-20-000033.txt : 20200408 0001367644-20-000033.hdr.sgml : 20200408 20200408201935 ACCESSION NUMBER: 0001367644-20-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200406 FILED AS OF DATE: 20200408 DATE AS OF CHANGE: 20200408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kirk Sean CENTRAL INDEX KEY: 0001778426 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33137 FILM NUMBER: 20782953 MAIL ADDRESS: STREET 1: 400 PROFESSIONAL DRIVE STREET 2: SUITE 400 CITY: GAITHERSBURG STATE: MD ZIP: 20879 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Emergent BioSolutions Inc. CENTRAL INDEX KEY: 0001367644 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 141902018 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 PROFESSIONAL DR, SUITE 400 CITY: GAITHERSBURG STATE: MD ZIP: 20879 BUSINESS PHONE: 240-631-3200 MAIL ADDRESS: STREET 1: 400 PROFESSIONAL DR, SUITE 400 CITY: GAITHERSBURG STATE: MD ZIP: 20879 4 1 wf-form4_158639155760496.xml FORM 4 X0306 4 2020-04-06 0 0001367644 Emergent BioSolutions Inc. EBS 0001778426 Kirk Sean 400 PROFESSIONAL DRIVE, SUITE 400 GAITHERSBURG MD 20879 0 1 0 0 EVP, Manufacturing & Tech Ops Common Stock 2020-04-06 4 S 0 5666 60 D 12571 D Common Stock 2020-04-06 4 M 0 3135 30.86 A 15706 D Common Stock 2020-04-06 4 S 0 3135 60 D 12571 D Common Stock 2020-04-06 4 M 0 7293 30.63 A 19864 D Common Stock 2020-04-06 4 S 0 7293 60 D 12571 D Employee Stock Options (Right to Buy) 30.86 2020-04-06 4 S 0 3135 60 D 2021-02-28 Employee Stock Options (Right to Buy) 3135.0 38805 D Employee Stock Options (Right to Buy) 30.63 2020-04-06 4 S 0 7293 60 D 2022-02-27 Employee Stock Options (Right to Buy) 7293.0 31512 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kirk. Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated. The options vest in three equal annual installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company. /s/ S. Scott Lieberman, Attorney-in-fact 2020-04-08