0001367632-18-000001.txt : 20180608 0001367632-18-000001.hdr.sgml : 20180608 20180608185845 ACCESSION NUMBER: 0001367632-18-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180606 FILED AS OF DATE: 20180608 DATE AS OF CHANGE: 20180608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kornfeld Richard CENTRAL INDEX KEY: 0001367632 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36467 FILM NUMBER: 18890719 MAIL ADDRESS: STREET 1: C/O RESONANT INC. STREET 2: 110 CASTILIAN DRIVE, SUITE 100 CITY: GOLETA STATE: CA ZIP: 93117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Resonant Inc CENTRAL INDEX KEY: 0001579910 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 454320930 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 CASTILIAN DRIVE STREET 2: SUITE 100 CITY: GOLETA STATE: CA ZIP: 93117 BUSINESS PHONE: (805) 308-9803 MAIL ADDRESS: STREET 1: 110 CASTILIAN DRIVE STREET 2: SUITE 100 CITY: GOLETA STATE: CA ZIP: 93117 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-06-06 0 0001579910 Resonant Inc RESN 0001367632 Kornfeld Richard C/O RESONANT INC. 110 CASTILIAN DRIVE, SUITE 100 GOLETA CA 93117 1 0 0 0 Common Stock 2018-06-06 4 M 0 11627 A 74188 D Common Stock 2018-06-07 4 M 0 5967 A 80155 D Restricted Stock Units 2018-06-06 4 M 0 11627 0 D Common Stock 11627 0 D Restricted Stock Units 2018-06-07 4 M 0 5967 0 D Common Stock 5967 0 D Includes 5,813 shares underlying a restricted stock unit that will vest on June 12, 2018. Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. 50% of the shares vested on June 6, 2018, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 6, 2019, subject to earlier vesting upon the cessation of service. 50% of the shares vested on June 5, 2017, and 50% of the shares vested on June 7, 2018. /s/Jeff Killian 2018-06-08