0001209191-20-034089.txt : 20200603 0001209191-20-034089.hdr.sgml : 20200603 20200603165423 ACCESSION NUMBER: 0001209191-20-034089 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200601 FILED AS OF DATE: 20200603 DATE AS OF CHANGE: 20200603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Russell Dana C CENTRAL INDEX KEY: 0001367405 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36642 FILM NUMBER: 20940669 MAIL ADDRESS: STREET 1: 404 WYMAN STREET STREET 2: SUITE 500 CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vivint Solar, Inc. CENTRAL INDEX KEY: 0001607716 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433] IRS NUMBER: 455605880 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1800 WEST ASHTON BLVD. CITY: LEHI STATE: UT ZIP: 84043 BUSINESS PHONE: (877) 404-4129 MAIL ADDRESS: STREET 1: 1800 WEST ASHTON BLVD. CITY: LEHI STATE: UT ZIP: 84043 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-06-01 0 0001607716 Vivint Solar, Inc. VSLR 0001367405 Russell Dana C 1800 WEST ASHTON BLVD LEHI UT 84043 0 1 0 0 CFO and EVP Common Stock 2020-06-01 4 A 0 15225 0.00 A 335172 D Stock Option (Right to Buy) 8.21 2020-06-01 4 A 0 22686 0.00 A 2030-06-01 Common Stock 22686 22686 D Represents restricted stock units ("RSUs") granted pursuant to the 2014 Equity Incentive Plan (the "Plan") which can only be settled with shares of common stock. 25% of the Shares subject to this Award will vest on June 6, 2021, and on each of the next 12 RSU Quarterly Vesting Dates, 1/16 of the Shares subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through such date. 25% of the Shares subject to this Award will vest on June 6, 2021, and on each of the next 12 Quarterly Vesting Dates, 1/16 of the Shares subject to this Award will vest, subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through such date. /s/ Dana C. Russell 2020-06-03