0001209191-20-005788.txt : 20200131
0001209191-20-005788.hdr.sgml : 20200131
20200131165137
ACCESSION NUMBER: 0001209191-20-005788
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200130
FILED AS OF DATE: 20200131
DATE AS OF CHANGE: 20200131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Russell Dana C
CENTRAL INDEX KEY: 0001367405
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36642
FILM NUMBER: 20565702
MAIL ADDRESS:
STREET 1: 404 WYMAN STREET
STREET 2: SUITE 500
CITY: WALTHAM
STATE: MA
ZIP: 02451
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vivint Solar, Inc.
CENTRAL INDEX KEY: 0001607716
STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433]
IRS NUMBER: 455605880
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1800 WEST ASHTON BLVD.
CITY: LEHI
STATE: UT
ZIP: 84043
BUSINESS PHONE: (877) 404-4129
MAIL ADDRESS:
STREET 1: 1800 WEST ASHTON BLVD.
CITY: LEHI
STATE: UT
ZIP: 84043
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-01-30
0
0001607716
Vivint Solar, Inc.
VSLR
0001367405
Russell Dana C
1800 WEST ASHTON BLVD
LEHI
UT
84043
0
1
0
0
CFO and EVP
Common Stock
2020-01-30
4
M
0
300
1.30
A
325745
D
Common Stock
2020-01-30
4
S
0
300
9.00
D
325445
D
Stock Option (Right to Buy)
1.30
2020-01-30
4
M
0
300
0.00
D
2024-01-23
Common Stock
300
450665
D
The sales reported by Mr. Russell were effected pursuant to a Rule 10b5-1 trading plan.
One-third of this option vests annually in five equal installments beginning 11/18/14. The remaining two-thirds of the outstanding options vest as follows: (1) one-half will vest if and upon the date that is the sooner of (a) 313 Acquisition LLC receives a return on its invested capital at a pre-established threshold or (b) the Company's aggregate equity market capitalization is equal to or greater than $1 billion on a date no sooner than 240 days after the commencement of this offering, and (2) one-half of the shares vest if and upon the date that 313 Acquisition LLC receives an additional return on its investment at a second pre-established threshold.
/s/ Dana C. Russell
2020-01-31