0001209191-16-153096.txt : 20161202 0001209191-16-153096.hdr.sgml : 20161202 20161202171150 ACCESSION NUMBER: 0001209191-16-153096 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161031 FILED AS OF DATE: 20161202 DATE AS OF CHANGE: 20161202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DAKOTA PLAINS HOLDINGS, INC. CENTRAL INDEX KEY: 0001367311 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-PETROLEUM BULK STATIONS & TERMINALS [5171] IRS NUMBER: 202543857 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 294 GROVE LANE EAST CITY: WAYZATA STATE: MN ZIP: 55391 BUSINESS PHONE: 952-473-9950 MAIL ADDRESS: STREET 1: 294 GROVE LANE EAST CITY: WAYZATA STATE: MN ZIP: 55391 FORMER COMPANY: FORMER CONFORMED NAME: MCT HOLDING CORP DATE OF NAME CHANGE: 20060623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thornton James L CENTRAL INDEX KEY: 0001610903 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36493 FILM NUMBER: 162031933 MAIL ADDRESS: STREET 1: 294 GROVE LANE EAST CITY: WAYZATA STATE: MN ZIP: 55391 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-10-31 0 0001367311 DAKOTA PLAINS HOLDINGS, INC. DAKP 0001610903 Thornton James L 294 GROVE LANE EAST WAYZATA MN 55391 0 1 0 0 General Counsel & Secretary Common Stock 2016-10-31 4 D 0 29334 0.00 D 119387 D Forfeiture of Restricted Stock in connection with termination of employment. /s/ Joshua L. Colburn, attorney-in-fact 2016-12-02