0001209191-16-092721.txt : 20160120 0001209191-16-092721.hdr.sgml : 20160120 20160120181538 ACCESSION NUMBER: 0001209191-16-092721 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160115 FILED AS OF DATE: 20160120 DATE AS OF CHANGE: 20160120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DAKOTA PLAINS HOLDINGS, INC. CENTRAL INDEX KEY: 0001367311 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-PETROLEUM BULK STATIONS & TERMINALS [5171] IRS NUMBER: 202543857 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 294 GROVE LANE EAST CITY: WAYZATA STATE: MN ZIP: 55391 BUSINESS PHONE: 952-473-9950 MAIL ADDRESS: STREET 1: 294 GROVE LANE EAST CITY: WAYZATA STATE: MN ZIP: 55391 FORMER COMPANY: FORMER CONFORMED NAME: MCT HOLDING CORP DATE OF NAME CHANGE: 20060623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLAYPOOL GABRIEL G. CENTRAL INDEX KEY: 0001544972 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36493 FILM NUMBER: 161352054 MAIL ADDRESS: STREET 1: 294 GROVE LANE EAST CITY: WAYZATA STATE: MN ZIP: 55391 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-01-15 0 0001367311 DAKOTA PLAINS HOLDINGS, INC. DAKP 0001544972 CLAYPOOL GABRIEL G. 294 GROVE LANE EAST WAZATA MN 55391 0 1 0 0 President and COO Common Stock 2016-01-15 4 M 0 143150 0.00 A 872855 D Common Stock 2016-01-15 4 F 0 81596 0.18 D 791259 D Restricted Stock Units 2016-01-15 4 M 0 143150 0.00 D Common Stock 143150 286298 D Each restricted stock unit converts into one share of common stock. Shares forfeit to satisfy tax withholding obligations. On January 15, 2015, the reporting person was granted 429,448 restricted stock units, which vest in three substantially equal installments on January 15, 2016, 2017 and 2018. /s/ Joshua L. Colburn, attorney-in-fact 2016-01-20