0001209191-16-092721.txt : 20160120
0001209191-16-092721.hdr.sgml : 20160120
20160120181538
ACCESSION NUMBER: 0001209191-16-092721
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160115
FILED AS OF DATE: 20160120
DATE AS OF CHANGE: 20160120
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DAKOTA PLAINS HOLDINGS, INC.
CENTRAL INDEX KEY: 0001367311
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-PETROLEUM BULK STATIONS & TERMINALS [5171]
IRS NUMBER: 202543857
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 294 GROVE LANE EAST
CITY: WAYZATA
STATE: MN
ZIP: 55391
BUSINESS PHONE: 952-473-9950
MAIL ADDRESS:
STREET 1: 294 GROVE LANE EAST
CITY: WAYZATA
STATE: MN
ZIP: 55391
FORMER COMPANY:
FORMER CONFORMED NAME: MCT HOLDING CORP
DATE OF NAME CHANGE: 20060623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CLAYPOOL GABRIEL G.
CENTRAL INDEX KEY: 0001544972
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36493
FILM NUMBER: 161352054
MAIL ADDRESS:
STREET 1: 294 GROVE LANE EAST
CITY: WAYZATA
STATE: MN
ZIP: 55391
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-01-15
0
0001367311
DAKOTA PLAINS HOLDINGS, INC.
DAKP
0001544972
CLAYPOOL GABRIEL G.
294 GROVE LANE EAST
WAZATA
MN
55391
0
1
0
0
President and COO
Common Stock
2016-01-15
4
M
0
143150
0.00
A
872855
D
Common Stock
2016-01-15
4
F
0
81596
0.18
D
791259
D
Restricted Stock Units
2016-01-15
4
M
0
143150
0.00
D
Common Stock
143150
286298
D
Each restricted stock unit converts into one share of common stock.
Shares forfeit to satisfy tax withholding obligations.
On January 15, 2015, the reporting person was granted 429,448 restricted stock units, which vest in three substantially equal installments on January 15, 2016, 2017 and 2018.
/s/ Joshua L. Colburn, attorney-in-fact
2016-01-20