0001140361-20-022518.txt : 20201005 0001140361-20-022518.hdr.sgml : 20201005 20201005211017 ACCESSION NUMBER: 0001140361-20-022518 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201001 FILED AS OF DATE: 20201005 DATE AS OF CHANGE: 20201005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mudrick Capital Management, L.P. CENTRAL INDEX KEY: 0001655183 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35895 FILM NUMBER: 201225376 BUSINESS ADDRESS: STREET 1: 527 MADISON AVENUE, 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (646) 747 9500 MAIL ADDRESS: STREET 1: 527 MADISON AVENUE, 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mudrick Jason CENTRAL INDEX KEY: 0001367262 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35895 FILM NUMBER: 201225377 MAIL ADDRESS: STREET 1: C/O CONTRARIAN CAPITAL MANAGEMENT, LLC STREET 2: 411 W. PUTNAM AVE., SUITE 225 CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mudrick Distressed Opportunity Fund Global, LP CENTRAL INDEX KEY: 0001813628 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35895 FILM NUMBER: 201225378 BUSINESS ADDRESS: STREET 1: 527 MADISON AVENUE STREET 2: 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-747-9500 MAIL ADDRESS: STREET 1: 527 MADISON AVENUE STREET 2: 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Verto Direct Opportunity II, LP CENTRAL INDEX KEY: 0001826215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35895 FILM NUMBER: 201225379 BUSINESS ADDRESS: STREET 1: C/O MUDRICK CAPITAL MANAGEMENT, L.P. STREET 2: 527 MADISON AVENUE, 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (646) 747-9500 MAIL ADDRESS: STREET 1: C/O MUDRICK CAPITAL MANAGEMENT, L.P. STREET 2: 527 MADISON AVENUE, 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Thryv Holdings, Inc. CENTRAL INDEX KEY: 0001556739 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING [7310] IRS NUMBER: 132740040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2200 WEST AIRFIELD DRIVE STREET 2: P.O. BOX 619810 CITY: D/FW AIRPORT STATE: TX ZIP: 75261 BUSINESS PHONE: 972-453-7000 MAIL ADDRESS: STREET 1: 2200 WEST AIRFIELD DRIVE STREET 2: P.O. BOX 619810 CITY: D/FW AIRPORT STATE: TX ZIP: 75261 FORMER COMPANY: FORMER CONFORMED NAME: DEX MEDIA, INC. DATE OF NAME CHANGE: 20130430 FORMER COMPANY: FORMER CONFORMED NAME: NEWDEX, INC. DATE OF NAME CHANGE: 20120822 4 1 form4.xml FORM 4 X0306 4 2020-10-01 0001556739 Thryv Holdings, Inc. THRY 0001655183 Mudrick Capital Management, L.P. 527 MADISON AVENUE, 6TH FLOOR NEW YORK NY 10022 true 0001367262 Mudrick Jason C/O MUDRICK CAPITAL MANAGEMENT, L.P. 527 MADISON AVENUE, 6TH FLOOR NEW YORK NY 10022 true true 0001813628 Mudrick Distressed Opportunity Fund Global, LP 527 MADISON AVENUE, 6TH FLOOR NEW YORK NY 10022 true 0001826215 Verto Direct Opportunity II, LP C/O MUDRICK CAPITAL MANAGEMENT, L.P. 527 MADISON AVENUE, 6TH FLOOR NEW YORK NY 10022 true Common Stock 2020-10-01 4 S 0 353 11.5 D 18497698 I See notes Common Stock 2020-10-02 4 S 0 3858 14.019 D 18493840 I See notes Common Stock 2020-10-02 4 S 0 65142 14.562 D 18428698 I See notes Common Stock 2020-10-05 4 S 0 24233 14.857 D 18404465 I See notes Common Stock 2020-10-05 4 S 0 1589 14.283 D 18402876 I See notes This Form 4 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick, Mudrick Distressed Opportunity Fund Global, LP, and Verto Direct Opportunity II, LP. Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of any equity securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Represents shares of the Issuer's common stock ("Common Stock") sold by the following entities: 32 by Blackwell Partners LLC Series A; 42 by Boston Patriot Batterymarch St LLC; 20 by Mercer QIF Fund PLC; 37 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 37 by Mudrick Distressed Opportunity Drawdown Fund, LP; 83 by Mudrick Distressed Opportunity Fund Global, LP; 9 by Mudrick Distressed Opportunity Specialty Fund, LP; 10 by P Mudrick LTD; 12 by Trustees of Grinnell College; and 71 by Verto Direct Opportunity II, LP. Represents shares of Common Stock sold by the following entities: 352 by Blackwell Partners LLC Series A; 464 by Boston Patriot Batterymarch St LLC; 218 by Mercer QIF Fund PLC; 408 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 406 by Mudrick Distressed Opportunity Drawdown Fund, LP; 902 by Mudrick Distressed Opportunity Fund Global, LP; 95 by Mudrick Distressed Opportunity Specialty Fund, LP; 106 by P Mudrick LTD; 130 by Trustees of Grinnell College; and 777 by Verto Direct Opportunity II, LP. The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $13.44 to $14.36, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (5). Represents shares of Common Stock sold by the following entities: 5,948 by Blackwell Partners LLC Series A; 7,842 by Boston Patriot Batterymarch St LLC; 3,685 by Mercer QIF Fund PLC; 6,886 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 6,859 by Mudrick Distressed Opportunity Drawdown Fund, LP; 15,213 by Mudrick Distressed Opportunity Fund Global, LP; 1,607 by Mudrick Distressed Opportunity Specialty Fund, LP; 1,787 by P Mudrick LTD; 2,198 by Trustees of Grinnell College; and 13,177 by Verto Direct Opportunity II, LP. The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $14.375 to $14.775, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (7). Represents shares of Common Stock sold by the following entities: 2,213 by Blackwell Partners LLC Series A; 2,917 by Boston Patriot Batterymarch St LLC; 1,371 by Mercer QIF Fund PLC; 2,562 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 2,552 by Mudrick Distressed Opportunity Drawdown Fund, LP; 5,657 by Mudrick Distressed Opportunity Fund Global, LP; 598 by Mudrick Distressed Opportunity Specialty Fund, LP; 665 by P Mudrick LTD; 818 by Trustees of Grinnell College; and 4,880 by Verto Direct Opportunity II, LP. The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $14.40 to $15.37, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (9). Represents shares of Common Stock sold by the following entities: 145 by Blackwell Partners LLC Series A; 191 by Boston Patriot Batterymarch St LLC; 90 by Mercer QIF Fund PLC; 168 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 167 by Mudrick Distressed Opportunity Drawdown Fund, LP; 371 by Mudrick Distressed Opportunity Fund Global, LP; 39 by Mudrick Distressed Opportunity Specialty Fund, LP; 44 by P Mudrick LTD; 54 by Trustees of Grinnell College; and 320 by Verto Direct Opportunity II, LP. The price reported is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $14.14 to $14.35, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (11). Consists of shares held by the following entities following the transactions reported in this Form 4: 1,667,990 by Blackwell Partners LLC Series A; 2,198,990 by Boston Patriot Batterymarch St LLC; 1,033,318 by Mercer QIF Fund PLC; 1,931,050 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 1,923,401 by Mudrick Distressed Opportunity Drawdown Fund, LP; 4,265,574 by Mudrick Distressed Opportunity Fund Global, LP; 450,750 by Mudrick Distressed Opportunity Specialty Fund, LP; 501,098 by P Mudrick LTD; 616,247 by Trustees of Grinnell College; 136,269 by Verto Direct Opportunity GP, LLC; and 3,678,189 by Verto Direct Opportunity II, LP. Excludes 69,532 shares of Common Stock of the Issuer are held by former investors in Verto Direct Opportunity Fund, LP, which were distributed in kind to such investors in 2019 and where such investors have requested that Verto Direct Opportunity GP, LLC sell such shares on their behalf. Exhibit 99.1 (Joint Filer Information) is incorporated herein by reference. See Signatures Included in Exhibit 99.1 2020-10-05 EX-99.1 2 brhc10015800_ex99-1.htm EXHIBIT 99.1
Exhibit 99.1

Joint Filer Information

Name of Joint Filer:
Mudrick Capital Management, L.P.
   
Address of Joint Filer:
527 Madison Avenue, 6th Floor
New York, NY 10022
   
Relationship of Joint Filer to Issuer:
10% Owner
Issuer Name and Ticker or Trading Symbol:
Thryv Holdings, Inc. [THRY]
   
Date of Earliest Transaction Required to be Reported:
October 1, 2020
   
Designated Filer:
Mudrick Capital Management, L.P.

Signature:
Mudrick Capital Management, L.P.
  
By:
Mudrick Capital Management, LLC, its general partner
  
By:
 /s/ Jason Mudrick
  
Name:
Jason Mudrick
  
Title:
Managing Member
  
October 5, 2020
  

1
Exhibit 99.1

Joint Filer Information

Name of Joint Filer:
Jason Mudrick
   
Address of Joint Filer:
c/o Mudrick Capital Management, L.P.
527 Madison Avenue, 6th Floor
New York, NY 10022
   
Relationship of Joint Filer to Issuer:
10% Owner; Director
Issuer Name and Ticker or Trading Symbol:
Thryv Holdings, Inc. [THRY]
   
Date of Earliest Transaction Required to be Reported:
October 1, 2020
   
Designated Filer:
Mudrick Capital Management, L.P.
Signature:
By:
/s/ Jason Mudrick
  
Name:
 Jason Mudrick
  
October 5, 2020
  

2
Exhibit 99.1

Joint Filer Information

Name of Joint Filer:
Mudrick Distressed Opportunity Fund Global, LP
   
Address of Joint Filer:
527 Madison Avenue, 6th Floor
New York, NY 10022
   
Relationship of Joint Filer to Issuer:
10% Owner
Issuer Name and Ticker or Trading Symbol:
Thryv Holdings, Inc. [THRY]
   
Date of Earliest Transaction Required to be Reported:
October 1, 2020
   
Designated Filer:
Mudrick Capital Management, L.P.
Signature:
Mudrick Distressed Opportunity Fund Global, LP
  
By:
Mudrick GP, LLC
  
By:
/s/ Jason Mudrick
  
Name:
Jason Mudrick
  
Title:
Sole Member
  
October 5, 2020
  

3
Exhibit 99.1

Joint Filer Information

Name of Joint Filer:
Verto Direct Opportunity II LP
   
Address of Joint Filer:
c/o Mudrick Capital Management, L.P.
527 Madison Avenue, 6th Floor
New York, NY 10022
   
Relationship of Joint Filer to Issuer:
10% Owner
Issuer Name and Ticker or Trading Symbol:
Thryv Holdings, Inc. [THRY]
   
Date of Earliest Transaction Required to be Reported:
October 1, 2020
   
Designated Filer:
Mudrick Capital Management, L.P.
Signature:
Verto Direct Opportunity II LP
  
By:
Verto Direct Opportunity GP, LLC, its general partner
  
/s/ Jason Mudrick
  
Name:
Jason Mudrick
  
Title:
Sole Member
  
October 5, 2020
  


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