0001140361-20-022292.txt : 20201002 0001140361-20-022292.hdr.sgml : 20201002 20201002163533 ACCESSION NUMBER: 0001140361-20-022292 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200923 FILED AS OF DATE: 20201002 DATE AS OF CHANGE: 20201002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mudrick Capital Management, L.P. CENTRAL INDEX KEY: 0001655183 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35895 FILM NUMBER: 201220563 BUSINESS ADDRESS: STREET 1: 527 MADISON AVENUE, 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (646) 747 9500 MAIL ADDRESS: STREET 1: 527 MADISON AVENUE, 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mudrick Jason CENTRAL INDEX KEY: 0001367262 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35895 FILM NUMBER: 201220564 MAIL ADDRESS: STREET 1: C/O CONTRARIAN CAPITAL MANAGEMENT, LLC STREET 2: 411 W. PUTNAM AVE., SUITE 225 CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mudrick Distressed Opportunity Fund Global, LP CENTRAL INDEX KEY: 0001813628 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35895 FILM NUMBER: 201220565 BUSINESS ADDRESS: STREET 1: 527 MADISON AVENUE STREET 2: 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-747-9500 MAIL ADDRESS: STREET 1: 527 MADISON AVENUE STREET 2: 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Verto Direct Opportunity II, LP CENTRAL INDEX KEY: 0001826215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35895 FILM NUMBER: 201220566 BUSINESS ADDRESS: STREET 1: C/O MUDRICK CAPITAL MANAGEMENT, L.P. STREET 2: 527 MADISON AVENUE, 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (646) 747-9500 MAIL ADDRESS: STREET 1: C/O MUDRICK CAPITAL MANAGEMENT, L.P. STREET 2: 527 MADISON AVENUE, 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Thryv Holdings, Inc. CENTRAL INDEX KEY: 0001556739 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING [7310] IRS NUMBER: 132740040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2200 WEST AIRFIELD DRIVE STREET 2: P.O. BOX 619810 CITY: D/FW AIRPORT STATE: TX ZIP: 75261 BUSINESS PHONE: 972-453-7000 MAIL ADDRESS: STREET 1: 2200 WEST AIRFIELD DRIVE STREET 2: P.O. BOX 619810 CITY: D/FW AIRPORT STATE: TX ZIP: 75261 FORMER COMPANY: FORMER CONFORMED NAME: DEX MEDIA, INC. DATE OF NAME CHANGE: 20130430 FORMER COMPANY: FORMER CONFORMED NAME: NEWDEX, INC. DATE OF NAME CHANGE: 20120822 3/A 1 form3.xml FORM 3/A X0206 3/A 2020-09-23 2020-09-23 0 0001556739 Thryv Holdings, Inc. THRY 0001655183 Mudrick Capital Management, L.P. 527 MADISON AVENUE, 6TH FLOOR NEW YORK NY 10022 true 0001367262 Mudrick Jason C/O MUDRICK CAPITAL MANAGEMENT, L.P. 527 MADISON AVENUE, 6TH FLOOR NEW YORK NY 10022 true true 0001813628 Mudrick Distressed Opportunity Fund Global, LP 527 MADISON AVENUE, 6TH FLOOR NEW YORK NY 10022 true 0001826215 Verto Direct Opportunity II, LP C/O MUDRICK CAPITAL MANAGEMENT, L.P. 527 MADISON AVENUE, 6TH FLOOR NEW YORK NY 10022 true Common Stock 18428519 I See notes Stock Option (right to buy) 3.68 2026-11-10 Common Stock 20242 I See notes This Form 3 is filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Jason Mudrick ("Mr. Mudrick"), Mudrick Distressed Opportunity Fund Global, LP and Verto Direct Opportunity II, LP. Mr. Mudrick is the sole member of Mudrick Capital Management, LLC, which is the general partner of MCM. MCM is the investment manager of the following entities: Mudrick Distressed Opportunity Fund Global, LP; Mudrick Distressed Opportunity Drawdown Fund, LP; Mudrick Distressed Opportunity Drawdown Fund II, LP; Verto Direct Opportunity II, LP; Boston Patriot Batterymarch St LLC; Blackwell Partners LLC Series A; Mercer QIF Fund PLC; Trustees of Grinnell College; and P Mudrick LTD; and Mudrick Distressed Opportunity Specialty Fund, LP. Mr. Mudrick is the managing member of Verto Direct Opportunity GP, LLC, which is the general partner of Verto Direct Opportunity II, LP. Each Reporting Person and each of the aforementioned entities disclaims beneficial ownership of the securities of the Issuer except to the extent of such person's or entity's pecuniary interest therein, if any. Consists of shares held by the following entities: 1,676,681 by Blackwell Partners LLC Series A; 2,210,447 by Boston Patriot Batterymarch St LLC; 1,038,702 by Mercer QIF Fund PLC; 1,941,111 by Mudrick Distressed Opportunity Drawdown Fund II, LP; 1,933,422 by Mudrick Distressed Opportunity Drawdown Fund, LP; 4,287,799 by Mudrick Distressed Opportunity Fund Global, LP; 453,099 by Mudrick Distressed Opportunity Specialty Fund, LP; 503,709 by P Mudrick LTD; 619,458 by Trustees of Grinnell College; 136,269 by Verto Direct Opportunity GP, LLC; and 3,697,354 by Verto Direct Opportunity II, LP. Excludes 69,532 shares of Common Stock of the Issuer are held by former investors in Verto Direct Opportunity Fund, LP, which were distributed in kind to such investors in 2019 and where such investors have requested that Verto Direct Opportunity GP, LLC sell such shares on their behalf. Represents stock options granted pursuant to the Issuer's 2016 Stock Incentive Plan, exerciseable and currently held by the following entities: 2,195 by Blackwell Partners LLC Series A; 2,504 by Boston Patriot Batterymarch St LLC; 1,150 by Mudrick Distressed Opportunity Drawdown Fund, LP; 8,836 by Mudrick Distressed Opportunity Fund Global, LP; 762 by Mudrick Distressed Opportunity Specialty Fund, LP; and 4,795 by P Mudrick LTD. This Amendment to Form 3 is being filed to include EDGAR codes for Verto Direct Opportunity II, LP, a joint filer identified in the original filing of this Form 3.Exhibit 99.1 (Joint Filer Information) is incorporated herein by reference. See Exhibit 99.1 for Signatures 2020-10-02 EX-99.1 2 brhc10015677_99-1.htm EXHIBIT 99.1
Exhibit 99.1

Joint Filer Information

Name of Joint Filer:
Mudrick Capital Management, L.P.
   
Address of Joint Filer:
527 Madison Avenue, 6th Floor

New York, NY 10022

 
Relationship of Joint Filer to Issuer:
10% Owner
Issuer Name and Ticker or Trading Symbol:
Thryv Holdings, Inc. [THRY]
   
Date of Earliest Transaction Required to
be Reported:
September 23, 2020
   
Designated Filer:
Mudrick Capital Management, L.P.

Signature:

Mudrick Capital Management, L.P.
By: Mudrick Capital Management, LLC, its general partner

By: /s/ Jason Mudrick
Name: Jason Mudrick
Title:  Managing Member

October 2, 2020

Page 1 of 4
Exhibit 99.1

Joint Filer Information

Name of Joint Filer:
Jason Mudrick
   
Address of Joint Filer:
c/o Mudrick Capital Management, L.P.
 
527 Madison Avenue, 6th Floor
 
New York, NY 10022
   
Relationship of Joint Filer to Issuer:
10% Owner; Director
Issuer Name and Ticker or Trading Symbol:
Thryv Holdings, Inc. [THRY]
   
Date of Earliest Transaction Required to
be Reported:
September 23, 2020
   
Designated Filer:
Mudrick Capital Management, L.P.

Signature:

By: /s/ Jason Mudrick
Name: Jason Mudrick

October 2, 2020

Page 2 of 4
Exhibit 99.1

Joint Filer Information

Name of Joint Filer:
Mudrick Distressed Opportunity Fund Global, LP
   
Address of Joint Filer:
527 Madison Avenue, 6th Floor
 
New York, NY 10022
   
Relationship of Joint Filer to Issuer:
10% Owner
Issuer Name and Ticker or Trading Symbol:
Thryv Holdings, Inc. [THRY]
   
Date of Earliest Transaction Required to
be Reported:
September 23, 2020
   
Designated Filer:
Mudrick Capital Management, L.P.

Signature:

Mudrick Distressed Opportunity Fund Global, LP
By: Mudrick GP, LLC

By: /s/ Jason Mudrick
Name: Jason Mudrick
Title: Sole Member

October 2, 2020

Page 3 of 4
Exhibit 99.1

Joint Filer Information

Name of Joint Filer:
Verto Direct Opportunity II LP
   
Address of Joint Filer:
527 Madison Avenue, 6th Floor
 
New York, NY 10022
   
Relationship of Joint Filer to Issuer:
10% Owner
Issuer Name and Ticker or Trading Symbol:
Thryv Holdings, Inc. [THRY]
   
Date of Earliest Transaction Required to
be Reported:
September 23, 2020
   
Designated Filer:
Mudrick Capital Management, L.P.

Signature:

Verto Direct Opportunity II LP
By: Verto Direct Opportunity GP, LLC, its general partner

/s/ Jason Mudrick
Name: Jason Mudrick
Title: Sole Member

October 2, 2020

 
Page 4 of 4