0001683168-24-004423.txt : 20240621 0001683168-24-004423.hdr.sgml : 20240621 20240621170523 ACCESSION NUMBER: 0001683168-24-004423 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240620 FILED AS OF DATE: 20240621 DATE AS OF CHANGE: 20240621 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dal Poggetto John CENTRAL INDEX KEY: 0001791040 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33216 FILM NUMBER: 241061300 MAIL ADDRESS: STREET 1: 1129 N. MCDOWELL BLVD CITY: PETALUMA STATE: CA ZIP: 94954 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sonoma Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001367083 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 680423298 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 5445 CONESTOGA COURT, SUITE 150 CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 800-759-9305 MAIL ADDRESS: STREET 1: 5445 CONESTOGA COURT, SUITE 150 CITY: BOULDER STATE: CO ZIP: 80301 FORMER COMPANY: FORMER CONFORMED NAME: Oculus Innovative Sciences, Inc. DATE OF NAME CHANGE: 20060622 4 1 ownership.xml X0508 4 2024-06-20 0 0001367083 Sonoma Pharmaceuticals, Inc. SNOA 0001791040 Dal Poggetto John C/O SONOMA PHARMACEUTICALS, INC. 5445 CONESTOGA COURT, SUITE 150 BOULDER CO 80301 0 1 0 0 Controller 0 Common Stock, $0.0001 par value 2024-06-20 4 A 0 15000 A 15000 D The shares of common stock were awarded and granted as Restricted Stock Units to Mr. Dal Poggetto for services performed as part of the Company's annual bonus compensation to executives. The shares vested in full on the grant date. /s/ John Dal Poggetto 2024-06-21