0001683168-22-008720.txt : 20221230
0001683168-22-008720.hdr.sgml : 20221230
20221230170157
ACCESSION NUMBER: 0001683168-22-008720
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221229
FILED AS OF DATE: 20221230
DATE AS OF CHANGE: 20221230
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Trombly Amy Moss
CENTRAL INDEX KEY: 0001384640
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33216
FILM NUMBER: 221502518
MAIL ADDRESS:
STREET 1: 1314 MAIN STREET, SUITE 102
CITY: LOUSIVILLE
STATE: CO
ZIP: 80027
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sonoma Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0001367083
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 680423298
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 5445 CONESTOGA COURT, SUITE 150
CITY: BOULDER
STATE: CO
ZIP: 80301
BUSINESS PHONE: 800-759-9305
MAIL ADDRESS:
STREET 1: 5445 CONESTOGA COURT, SUITE 150
CITY: BOULDER
STATE: CO
ZIP: 80301
FORMER COMPANY:
FORMER CONFORMED NAME: Oculus Innovative Sciences, Inc.
DATE OF NAME CHANGE: 20060622
4
1
ownership.xml
X0306
4
2022-12-29
0
0001367083
Sonoma Pharmaceuticals, Inc.
SNOA
0001384640
Trombly Amy Moss
C/O SONOMA PHARMACEUTICALS, INC.
5445 CONESTOGA COURT, SUITE 150
BOULDER
CO
80301
0
1
0
0
Chief Executive Officer
Stock option (right to buy)
1.08
2022-12-29
4
A
0
40000
A
2032-12-29
Common Stock
40000
113648
D
The options vest one third each on 12/29/2023, 12/29/2024 and 12/29/2025, or upon change of control or as provided by Ms. Trombly's employment agreement.
The options were awarded and granted to Ms. Trombly for services performed as part of the Company's annual grant of stock options.
/s/ Amy Trombly
2022-12-30