0001683168-21-000129.txt : 20210113
0001683168-21-000129.hdr.sgml : 20210113
20210113165053
ACCESSION NUMBER: 0001683168-21-000129
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210107
FILED AS OF DATE: 20210113
DATE AS OF CHANGE: 20210113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thornton Bruce
CENTRAL INDEX KEY: 0001383288
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33216
FILM NUMBER: 21526669
MAIL ADDRESS:
STREET 1: 1129 N. MCDOWELL BLVD.
CITY: PETALUMA
STATE: CA
ZIP: 94954
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sonoma Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0001367083
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 680423298
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 645 MOLLY LANE, SUITE 150
CITY: WOODSTOCK
STATE: GA
ZIP: 30189
BUSINESS PHONE: 800-759-9305
MAIL ADDRESS:
STREET 1: 645 MOLLY LANE, SUITE 150
CITY: WOODSTOCK
STATE: GA
ZIP: 30189
FORMER COMPANY:
FORMER CONFORMED NAME: Oculus Innovative Sciences, Inc.
DATE OF NAME CHANGE: 20060622
4
1
ownership.xml
X0306
4
2021-01-07
0
0001367083
Sonoma Pharmaceuticals, Inc.
SNOA
0001383288
Thornton Bruce
C/O SONOMA PHARMACEUTICALS, INC.
645 MOLLY LANE, SUITE 150
WOODSTOCK
GA
30189
0
1
0
0
COO
Common Stock, $0.0001 par value per share
825
D
Stock option (right to buy)
8.03
2021-01-07
4
A
0
27777
A
2031-01-07
Common Stock
27777
47377
D
The options vest one third each on 01/07/2022, 01/07/2023 and 01/07/2024 or upon change of control.
The options were awarded and granted to Mr. Thornton for services performed.
/s/ Bruce Thornton
2021-01-13