0001683168-18-000037.txt : 20180103
0001683168-18-000037.hdr.sgml : 20180103
20180103214009
ACCESSION NUMBER: 0001683168-18-000037
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180102
FILED AS OF DATE: 20180103
DATE AS OF CHANGE: 20180103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Birnbaum Jay E
CENTRAL INDEX KEY: 0001397470
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33216
FILM NUMBER: 18508324
MAIL ADDRESS:
STREET 1: 1129 N. MCDOWELL BLVD.
CITY: PETALUMA
STATE: CA
ZIP: 94954
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sonoma Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0001367083
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 680423298
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 1129 N. MCDOWELL BLVD.
CITY: PETALUMA
STATE: CA
ZIP: 94954
BUSINESS PHONE: 707-283-0550
MAIL ADDRESS:
STREET 1: 1129 N. MCDOWELL BLVD.
CITY: PETALUMA
STATE: CA
ZIP: 94954
FORMER COMPANY:
FORMER CONFORMED NAME: Oculus Innovative Sciences, Inc.
DATE OF NAME CHANGE: 20060622
4
1
birnbaum_f4.xml
OWNERSHIP DOCUMENT
X0306
4
2018-01-02
0
0001367083
Sonoma Pharmaceuticals, Inc.
SNOA
0001397470
Birnbaum Jay E
C/O SONOMA PHARMACEUTICALS, INC.
1129 N. MCDOWELL BLVD.
PETALUMA
CA
94954
1
0
0
0
Common Stock, $0.0001 par value per share
2018-01-02
4
A
0
25817
A
49450
D
The stock was granted by the Issuer as a bonus for services and vests immediately.
/s/ Robert Miller as attorney in fact
2018-01-03