0001019687-14-001340.txt : 20140410 0001019687-14-001340.hdr.sgml : 20140410 20140410171933 ACCESSION NUMBER: 0001019687-14-001340 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140410 DATE AS OF CHANGE: 20140410 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Ruthigen, Inc. CENTRAL INDEX KEY: 0001574235 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 461821392 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-88056 FILM NUMBER: 14758070 BUSINESS ADDRESS: STREET 1: 2455 BENNETT VALLEY RD. SUITE C116 CITY: SANTA ROSA STATE: CA ZIP: 95404 BUSINESS PHONE: (707) 525-9900 MAIL ADDRESS: STREET 1: 2455 BENNETT VALLEY RD. SUITE C116 CITY: SANTA ROSA STATE: CA ZIP: 95404 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Oculus Innovative Sciences, Inc. CENTRAL INDEX KEY: 0001367083 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 680423298 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1129 N. MCDOWELL BLVD. CITY: PETALUMA STATE: CA ZIP: 94954 BUSINESS PHONE: 707-782-0792 MAIL ADDRESS: STREET 1: 1129 N. MCDOWELL BLVD. CITY: PETALUMA STATE: CA ZIP: 94954 SC 13G 1 oculus_13g-032114.htm OCULUS/RUTHIGEN SC13G

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. __)

 

RUTHIGEN, INC.

(Name of Issuer)

 

Common Stock, $0.0001 Par Value

(Title of Class of Securities)

 

783330103

(CUSIP Number)

 

Jim Schutz,

Chief Executive Officer

1129 N. McDowell Blvd.

Petaluma, CA 94954

(720) 283-0550

(Name, Address and Telephone Number of Person

Authorized to Receive Notices and Communications)

 

March 21, 2014

(Date of Event which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

o   Rule 13d-1(b)

o   Rule 13d-1(c)

x   Rule 13d-1(d)

 

 

 
 

 

 

1

 

NAME OF REPORTING PERSONS

Oculus Innovative Sciences, Inc. (“Oculus”, the “Reporting Person”) EIN 68-0423298 

 

2

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

(a) o

 

 

(b) o

 

3

 

SEC USE ONLY

 

 

4

 

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

 

 

 

 

NUMBER OF SHARES

 

5

 

SOLE VOTING POWER

 

2,000,000

 

BENEFICIALLY

OWNED BY

 

6

 

SHARED VOTING POWER

0

 

EACH

REPORTING

 

7

 

SOLE DISPOSITIVE POWER

 

2,000,000

 

PERSON WITH

 

8

 

SHARED DISPOSITIVE POWER

 

0

 

 

9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

2,000,000

 

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

 

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 43.01%

 

12

 

TYPE OF REPORTING PERSON*

 

CO

 

 

2
 


 

Item 1(a) Name of Issuer:

 

Ruthigen Inc.

 

Item 1(b) Address of Issuer's Principal Executive Offices:

 

12455 Bennett Valley Road, Suite C116, Santa Rosa, CA 95404

 

Item 2(a) Name of Person Filing:

 

Oculus Innovative Sciences, Inc.

 

Item 2(b) Address of Principal Business Office or, if None, Residence:

 

1129 N Mcdowell Blvd., Petaluma, CA 94954

 

Item 2(c) Citizenship:

 

United States/Delaware

 

Item 2(d) Title of Class of Securities:

 

Common Stock, par value $0.0001 per share.

 

Item 2(e) CUSIP Number:

 

783330103

 

Item 3. Type of Person:

 

Not Applicable.

 

Item 4. Ownership

 

(a) Amount beneficially owned: 2,000,000.

 

(b) Percent of class:  43.01%

 

(c) Number of shares as to which the person has:

 

(i) Sole power to vote or to direct the vote: 2,000,000.

 

(ii) Shared power to vote or to direct the vote: 0.

 

(iii) Sole power to dispose or to direct the disposition of: 2,000,000.

 

(iv) Shared power to dispose or to direct the disposition of: 0.

 

Item 5. Ownership of Five Percent or Less of a Class.

 

Not applicable.

 

3
 

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

 

Not applicable

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported by the Parent Holding Company or Control Person.

 

Not applicable.

 

Item 8. Identification and Classification of Members of the Group

 

Not applicable.

 

Item 9. Notice of Dissolution of Group.

 

Not applicable.

 

Item 10. Certifications

 

Not applicable.

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: April 10, 2014    /s/ Jim Schutz, Chief Executive Officer
    Jim Schutz, Chief Executive Officer
Oculus Innovative Sciences, Inc.

 

 

 

 

4