0001683168-18-000672.txt : 20180314 0001683168-18-000672.hdr.sgml : 20180314 20180314213055 ACCESSION NUMBER: 0001683168-18-000672 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180312 FILED AS OF DATE: 20180314 DATE AS OF CHANGE: 20180314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Miller Robert E CENTRAL INDEX KEY: 0001367082 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33216 FILM NUMBER: 18690901 MAIL ADDRESS: STREET 1: 1129 N. MCDOWELL BLVD. CITY: PETALUMA STATE: CA ZIP: 94954 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sonoma Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001367083 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 680423298 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1129 N. MCDOWELL BLVD. CITY: PETALUMA STATE: CA ZIP: 94954 BUSINESS PHONE: 707-283-0550 MAIL ADDRESS: STREET 1: 1129 N. MCDOWELL BLVD. CITY: PETALUMA STATE: CA ZIP: 94954 FORMER COMPANY: FORMER CONFORMED NAME: Oculus Innovative Sciences, Inc. DATE OF NAME CHANGE: 20060622 4 1 miller_f4.xml OWNERSHIP DOCUMENT X0306 4 2018-03-12 0 0001367083 Sonoma Pharmaceuticals, Inc. SNOA 0001367082 Miller Robert E C/O SONOMA PHARMACEUTICALS, INC. 1129 N. MCDOWELL BLVD. PETALUMA CA 94954 0 1 0 0 Chief Financial Officer Common Stock, $0.0001 par value per share 2018-03-12 4 P 0 1200 4.03 A 17668 I See Note Common Stock, $0.0001 par value per share 2018-03-13 4 P 0 1200 4.0996 A 18868 I See Note Common Stock, $0.0001 par value per share 20088 D These shares are owned by Mr. Miller as trustee for The Miller 2005 Grandchildren's Trust, for which Mr. Miller and his wife, Margaret I. Miller, are the trustees. /s/ Robert E. Miller 2018-03-14