0001683168-17-000551.txt : 20170313
0001683168-17-000551.hdr.sgml : 20170313
20170313181753
ACCESSION NUMBER: 0001683168-17-000551
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170309
FILED AS OF DATE: 20170313
DATE AS OF CHANGE: 20170313
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sonoma Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0001367083
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 680423298
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 1129 N. MCDOWELL BLVD.
CITY: PETALUMA
STATE: CA
ZIP: 94954
BUSINESS PHONE: 707-283-0550
MAIL ADDRESS:
STREET 1: 1129 N. MCDOWELL BLVD.
CITY: PETALUMA
STATE: CA
ZIP: 94954
FORMER COMPANY:
FORMER CONFORMED NAME: Oculus Innovative Sciences, Inc.
DATE OF NAME CHANGE: 20060622
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Miller Robert E
CENTRAL INDEX KEY: 0001367082
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33216
FILM NUMBER: 17686422
MAIL ADDRESS:
STREET 1: 1129 N. MCDOWELL BLVD.
CITY: PETALUMA
STATE: CA
ZIP: 94954
4
1
miller_f4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-03-09
0
0001367083
Sonoma Pharmaceuticals, Inc.
SNOA
0001367082
Miller Robert E
C/O SONOMA PHARMACEUTICALS, INC.
1129 N. MCDOWELL BLVD.
PETALUMA
CA
94954
0
1
0
0
Chief Financial Officer
Common Stock, $0.0001 par value per share
2017-03-09
4
P
0
250
6.97
A
7964
I
See Note
Common Stock, $0.0001 par value per share
2017-03-09
4
P
0
250
6.96
A
8214
I
See Note
Common Stock, $0.0001 par value per share
2017-03-09
4
P
0
250
7.14
A
8464
I
See Note
Common Stock, $0.0001 par value per share
15964
D
These shares are owned by Mr. Miller as trustee for The Miller 2005 Grandchildren's Trust, for which Mr. Miller and his wife, Margaret I. Miller, are the trustees.
/s/ Robert E. Miller
2017-03-13