0001019687-15-003273.txt : 20150825 0001019687-15-003273.hdr.sgml : 20150825 20150825201228 ACCESSION NUMBER: 0001019687-15-003273 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150821 FILED AS OF DATE: 20150825 DATE AS OF CHANGE: 20150825 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oculus Innovative Sciences, Inc. CENTRAL INDEX KEY: 0001367083 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 680423298 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1129 N. MCDOWELL BLVD. CITY: PETALUMA STATE: CA ZIP: 94954 BUSINESS PHONE: 707-782-0792 MAIL ADDRESS: STREET 1: 1129 N. MCDOWELL BLVD. CITY: PETALUMA STATE: CA ZIP: 94954 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Miller Robert E CENTRAL INDEX KEY: 0001367082 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33216 FILM NUMBER: 151074504 MAIL ADDRESS: STREET 1: 1129 N. MCDOWELL BLVD. CITY: PETALUMA STATE: CA ZIP: 94954 4 1 miller_f4.xml OWNERSHIP DOCUMENT X0306 4 2015-08-21 0 0001367083 Oculus Innovative Sciences, Inc. OCLS 0001367082 Miller Robert E 1129 N. MCDOWELL BLVD. PETALUMA CA 94954 0 1 0 0 Chief Financial Officer Stock Options (Right to Buy) 1.16 2015-08-21 4 A 0 40000 1.16 A 2025-08-21 Common Stock 40000 308041 D Options will only vest in whole or in part in the event the executive achieves a minimum of 80% of each of his Target Milestones in the fiscal year ending March 31, 2016 as determined by the Compensation Committee by June 30, 2016. If such executive does not achieve 80% of each of their Target Milestones, then 100% of the options will expire. If the executive achieves at least 80% of their Target Milestones by March 31, 2016, then 80% of the executive's options will vest on June 30, 2016. The vesting of the remaining 20% is in the discretion of the Compensation Committee and will vest on June 30, 2016, if at all. /s/ Robert E. Miller 2015-08-25