0001062993-23-010370.txt : 20230505
0001062993-23-010370.hdr.sgml : 20230505
20230505180058
ACCESSION NUMBER: 0001062993-23-010370
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230503
FILED AS OF DATE: 20230505
DATE AS OF CHANGE: 20230505
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Reynolds Richard VanFleet
CENTRAL INDEX KEY: 0001367016
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35456
FILM NUMBER: 23895284
MAIL ADDRESS:
STREET 1: 1629 APPLEWOOD DRIVE
CITY: BEAVERCREEK
STATE: OH
ZIP: 45434
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allison Transmission Holdings Inc
CENTRAL INDEX KEY: 0001411207
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
BUSINESS PHONE: (317) 242-5000
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0407
4
2023-05-03
1
0001411207
Allison Transmission Holdings Inc
ALSN
0001367016
Reynolds Richard VanFleet
C/O ALLISON TRANSMISSION HOLDINGS, INC.
ONE ALLISON WAY
INDIANAPOLIS
IN
46222
1
0
0
0
0
Common Stock
2023-05-03
4
M
0
37044
0
A
37044
D
Deferred Stock Units
2023-05-03
4
M
0
4068
0
D
Common Stock
4068
0
D
Dividend Equivalent Rights
2023-05-03
4
M
0
3523
0
D
Common Stock
3523
0
D
Deferred Stock Units
2023-05-03
4
M
0
3466
0
D
Common Stock
3466
0
D
Deferred Stock Units
2023-05-03
4
M
0
3162
0
D
Common Stock
3162
0
D
Deferred Stock Units
2023-05-03
4
M
0
3628
0
D
Common Stock
3628
0
D
Deferred Stock Units
2023-05-03
4
M
0
3185
0
D
Common Stock
3185
0
D
Deferred Stock Units
2023-05-03
4
M
0
2859
0
D
Common Stock
2859
0
D
Deferred Stock Units
2023-05-03
4
M
0
2880
0
D
Common Stock
2880
0
D
Deferred Stock Units
2023-05-03
4
M
0
3600
0
D
Common Stock
3600
0
D
Deferred Stock Units
2023-05-03
4
M
0
2927
0
D
Common Stock
2927
0
D
Deferred Stock Units
2023-05-03
4
M
0
3746
0
D
Common Stock
3746
0
D
Represents the deferred stock units ("DSUs") and dividend equivalents payable upon the reporting person's separation from service. The reporting person did not stand for re-election at Allison Transmission Holdings, Inc.'s (the "Company") 2023 annual meeting of stockholders and his term ended on May 3, 2023.
Includes 33,521 DSUs and 3,523 related dividend equivalents.
Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.
On May 9, 2013, the reporting person was granted 4,068 DSUs that vested on May 8, 2014.
Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.
The dividend equivalent rights accrued on previously awarded DSUs and were payable on May 3, 2023, the date of the reporting person's separation from service.
On May 9, 2014, the reporting person was granted 3,466 DSUs that vested on May 14, 2015.
On May 15, 2015, the reporting person was granted 3,162 DSUs that vested on May 12, 2016.
On May 13, 2016, the reporting person was granted 3,628 DSUs that vested on May 12, 2017.
On May 12, 2017, the reporting person was granted 3,185 DSUs that vested on May 10, 2018.
On May 10, 2018, the reporting person was granted 2,859 DSUs that vested on May 9, 2019.
On May 9, 2019, the reporting person was granted 2,880 DSUs that vested on May 6, 2020.
On May 7, 2020, the reporting person was granted 3,600 DSUs that vested on May 5, 2021.
On May 6, 2021, the reporting person was granted 2,927 DSUs that vested on May 4, 2022.
On May 5, 2022, the reporting person was granted 3,746 DSUs that vested on May 3, 2023.
/s/ Eric C. Scroggins, attorney-in-fact
2023-05-05