0001209191-16-154967.txt : 20161213
0001209191-16-154967.hdr.sgml : 20161213
20161213172530
ACCESSION NUMBER: 0001209191-16-154967
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161209
FILED AS OF DATE: 20161213
DATE AS OF CHANGE: 20161213
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BOX INC
CENTRAL INDEX KEY: 0001372612
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 202714444
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 900 JEFFERSON AVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 877-729-4269
MAIL ADDRESS:
STREET 1: 900 JEFFERSON AVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
FORMER COMPANY:
FORMER CONFORMED NAME: BOX.NET INC
DATE OF NAME CHANGE: 20060814
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: O'Driscoll Rory
CENTRAL INDEX KEY: 0001366969
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36805
FILM NUMBER: 162049749
MAIL ADDRESS:
STREET 1: 950 TOWER LANE
STREET 2: SUITE 700
CITY: FOSTER CITY
STATE: CA
ZIP: 94404
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-12-09
0
0001372612
BOX INC
BOX
0001366969
O'Driscoll Rory
C/O SCALE VENTURE MANAGEMENT III, LLC
950 TOWER LANE, SUITE 700
FOSTER CITY
CA
94404
1
0
0
0
Class A Common Stock
2016-12-09
4
C
0
7300
A
7300
I
See footnote
Class A Common Stock
2016-12-09
4
S
0
7300
15.0372
D
0
I
See footnote
Class A Common Stock
2016-12-12
4
C
0
18301
A
18301
I
See footnote
Class A Common Stock
2016-12-12
4
S
0
18301
14.6506
D
0
I
See footnote
Class A Common Stock
2016-12-13
4
C
0
18102
A
18102
I
See footnote
Class A Common Stock
2016-12-13
4
S
0
18102
14.5231
D
0
I
See footnote
Class A Common Stock
14284
D
Class B Common Stock
2016-12-09
4
C
0
7300
0.00
D
Class A Common Stock
7300
6704557
I
See footnote
Class B Common Stock
2016-12-12
4
C
0
18301
0.00
D
Class A Common Stock
18301
6686256
I
See footnote
Class B Common Stock
2016-12-13
4
C
0
18102
0.00
D
Class A Common Stock
18102
6668154
I
See footnote
Represents the conversion of Class B Common Stock into Class A Common Stock held by Scale Venture Partners III, L.P. ("SVP III").
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
The shares are held of record by SVP III. Scale Venture Management III, LLC ("SVM III"), the general partner of SVP III, has sole voting and dispositive power with respect to the shares held by SVP III. Stacey Bishop, Kate Mitchell, Rory O'Driscoll and Andy Vitus, the managing members of SVM III, share voting and dispositive power with respect to the shares held by SVP III. The reporting person disclaims beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
The shares were sold at prices ranging from $15.00 to $15.10. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were sold at prices ranging from $14.50 to $14.85. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were sold at prices ranging from $14.50 to $14.59. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
Pursuant to the policies of Scale Venture Partners III, LP ("Scale Partners") and Scale Management III, LLC ("Scale Management III") and Scale Management LLC ("Scale Management") the Reporting Person is deemed to hold the reported security for the benefit of Scale Management. Scale Management may be deemed the indirect beneficial owner of the security. The Reporting Person disclaims beneficial ownership of the security except to the extent of his pecuniary interest therein.
/s/ Rory O'Driscoll
2016-12-13