FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
HOMEAWAY INC [ AWAY ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 03/05/2012 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 03/05/2012 | J(1) | 23,872 | D | $0 | 147,230 | I | By Redpoint Associates I, LLC(1)(10) | ||
Common Stock | 03/05/2012 | J(2) | 19,032 | D | $0 | 117,375 | I | By Redpoint Associates II, LLC(2)(11) | ||
Common Stock | 03/05/2012 | J(3) | 931,025 | D | $0 | 5,741,961 | I | By Redpoint Ventures I, L.P.(3)(10) | ||
Common Stock | 03/05/2012 | J(4) | 823,073 | D | $0 | 5,076,186 | I | By Redpoint Ventures II, L.P.(4)(11) | ||
Common Stock | 03/05/2012 | J(5) | 9,310 | A | $0 | 9,310 | I | By Redpoint Ventures I, LLC(10) | ||
Common Stock | 03/05/2012 | J(6) | 9,310 | D | $0 | 0 | I | By Redpoint Ventures I, LLC(10) | ||
Common Stock | 03/05/2012 | J(7) | 252,684 | A | $0 | 252,684 | I | By Redpoint Ventures II, LLC(11) | ||
Common Stock | 03/05/2012 | J(8) | 252,684 | D | $0 | 0 | I | By Redpoint Ventures II, LLC(11) | ||
Common Stock | 03/06/2012 | S | 1,604 | D | $26.11(9) | 107,344 | I | By Redpoint Technology Partners A-I, L.P.(10) | ||
Common Stock | 03/06/2012 | S | 9,996 | D | $26.11(9) | 671,677 | I | By Redpoint Technology Partners Q-I, L.P.(10) | ||
Common Stock | 03/07/2012 | S | 237 | D | $26.04(12) | 107,107 | I | By Redpoint Technology Partners A-I, L.P.(10) | ||
Common Stock | 03/07/2012 | S | 1,463 | D | $26.04(12) | 670,214 | I | By Redpoint Technology Partners Q-I, L.P.(10) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Redpoint Associates I, LLC ("RA I") without consideration to its members. |
2. Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Redpoint Associates II, LLC ("RA II") without consideration to its members. |
3. Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Redpoint Ventures I, L.P. ("RV I LP") without consideration to its limited partners and its general partner, Redpoint Ventures I, LLC ("RV I LLC"). |
4. Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Redpoint Ventures II, L.P. ("RV II LP") without consideration to its limited partners and its general partner, Redpoint Ventures II, LLC ("RV II LLC"). |
5. Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by RV I LP described in footnote 3. |
6. Represents a pro-rata in-kind distribution of Common Stock of the Issuer by RV I LLC without consideration to its members. |
7. Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by RV II LP described in footnote 4. |
8. Represents a pro-rata in-kind distribution of Common Stock of the Issuer by RV II LLC without consideration to its members. |
9. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $26.00 to $26.28 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
10. RV I LLC serves as the manager of RA I and serves as the general partner of RV I LP, Redpoint Technology Partners A-1, L.P. ("RTP A") and Redpoint Technology Partners Q-1, L.P. ("RTP Q"). As such, RV I LLC has sole voting and investment control over the shares owned by RA I, RV I LP, RTP A and RTP Q, and may be deemed to beneficially own the shares held by RA I, RV I LP, RTP A and RTP Q. RV I LLC disclaims beneficial ownership of the shares reported herein, except to the extent of its pecuniary interest therein. |
11. RV II LLC serves as the general partner of RV II LP. RV II LLC and RA II are under common control. As such, RV II LLC has sole voting and investment control over the shares owned by RV II LP, and may be deemed to beneficially own the shares held by RA II and RV II LP. RV II LLC disclaims beneficial ownership of the shares reported herein, except to the extent of its pecuniary interest therein. |
12. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $26.00 to $26.15 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
Remarks: |
This is filing 1 of 2. |
/s/ Jeffrey D. Brody, Managing Director of Redpoint Ventures II, LLC, which serves as the General Partner of Redpoint Ventures II, L.P. | 03/07/2012 | |
/s/ Jeffrey D. Brody, a Manager of Redpoint Associates II, LLC | 03/07/2012 | |
/s/ Jeffrey D. Brody, Managing Director of Redpoint Ventures II, LLC | 03/07/2012 | |
/s/ Jeffrey D. Brody, Managing Director of Redpoint Ventures I, LLC, which serves as the General Partner of Redpoint Ventures I, L.P. | 03/07/2012 | |
/s/ Jeffrey D. Brody, Managing Director of Redpoint Ventures I, LLC, which serves as the Manager of Redpoint Associates I, LLC | 03/07/2012 | |
/s/ Jeffrey D. Brody, Managing Director of Redpoint Ventures I, LLC, which serves as the General Partner of Redpoint Technology Partners A-I, L.P. | 03/07/2012 | |
/s/ Jeffrey D. Brody, Managing Director of Redpoint Ventures I, LLC, which serves as the General Partner of Redpoint Technology Partners Q-I, L.P. | 03/07/2012 | |
/s/ Jeffrey D. Brody, Managing Director of Redpoint Ventures I, LLC | 03/07/2012 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |