0001737534-19-000027.txt : 20190923
0001737534-19-000027.hdr.sgml : 20190923
20190923183733
ACCESSION NUMBER: 0001737534-19-000027
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190919
FILED AS OF DATE: 20190923
DATE AS OF CHANGE: 20190923
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hamilton Kara
CENTRAL INDEX KEY: 0001737534
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38464
FILM NUMBER: 191108929
MAIL ADDRESS:
STREET 1: C/O SMARTSHEET INC.
STREET 2: 10500 NE 8TH ST, STE 1300
CITY: BELLEVUE
STATE: WA
ZIP: 98004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMARTSHEET INC
CENTRAL INDEX KEY: 0001366561
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 202954357
STATE OF INCORPORATION: WA
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 10500 NE 8TH STREET
STREET 2: SUITE 1300
CITY: BELLEVUE
STATE: WA
ZIP: 98004
BUSINESS PHONE: 855-420-2395
MAIL ADDRESS:
STREET 1: 10500 NE 8TH STREET
STREET 2: SUITE 1300
CITY: BELLEVUE
STATE: WA
ZIP: 98004
FORMER COMPANY:
FORMER CONFORMED NAME: SMARTSHEET.COM INC
DATE OF NAME CHANGE: 20060619
4
1
wf-form4_156927823650640.xml
FORM 4
X0306
4
2019-09-19
0
0001366561
SMARTSHEET INC
SMAR
0001737534
Hamilton Kara
C/O SMARTSHEET INC.
10500 NE 8TH ST., SUITE 1300
BELLEVUE
WA
98004
0
1
0
0
Chief People & Culture Officer
Stock Option (right to buy Class B Common Stock)
1.38
2019-09-19
4
J
0
834
0
D
2025-02-18
Class B Common Stock
834.0
0
D
Stock Option (right to buy Class A Common Stock)
1.38
2019-09-19
4
J
0
834
0
A
2025-02-18
Class A Common Stock
834.0
834
D
Stock Option (right to buy Class B Common Stock)
2.46
2019-09-19
4
J
0
3011
0
D
2026-03-30
Class B Common Stock
3011.0
0
D
Stock Option (right to buy Class A Common Stock)
2.46
2019-09-19
4
J
0
3011
0
A
2026-03-30
Class A Common Stock
3011.0
3011
D
Stock Option (right to buy Class B Common Stock)
3.73
2019-09-19
4
J
0
49583
0
D
2027-03-16
Class B Common Stock
49583.0
0
D
Stock Option (right to buy Class A Common Stock)
3.73
2019-09-19
4
J
0
49583
0
A
2027-03-16
Class A Common Stock
49583.0
49583
D
Stock Option (right to buy Class B Common Stock)
7.4
2019-09-19
4
J
0
125000
0
D
2028-01-29
Class B Common Stock
125000.0
0
D
Stock Option (right to buy Class A Common Stock)
7.4
2019-09-19
4
J
0
125000
0
A
2028-01-29
Class A Common Stock
125000.0
125000
D
Stock Option (right to buy Class B Common Stock)
9.53
2019-09-19
4
J
0
25000
0
D
2028-03-05
Class B Common Stock
25000.0
0
D
Stock Option (right to buy Class A Common Stock)
9.53
2019-09-19
4
J
0
25000
0
A
2028-03-05
Class A Common Stock
25000.0
25000
D
In connection with the automatic conversion of shares of the issuer's Class B Common Stock into shares of the issuer's Class A Common Stock effective as of the date that the total number of shares of outstanding Class B Common Stock ceased to represent at least 15% of all outstanding shares of the issuer's common stock, as set forth in the issuer's Amended and Restated Articles of Incorporation, outstanding Class B Common Stock options that were issued under the issuer's 2005 Option/Restricted Stock Plan and 2015 Equity Incentive Plan remain unchanged except that the underlying shares are now Class A Common Stock.
The option is fully vested and exercisable.
The option vested as to 25% of the total shares on February 1, 2017 and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on February 1, 2020, subject to the reporting person's provision of service to the issuer on each vesting date.
The option vested as to 25% of the total shares on February 1, 2018 and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on February 1, 2021, subject to the reporting person's provision of service to the issuer on each vesting date.
The option vests as 25% of the total shares on January 1, 2019 and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on January 1, 2022, subject to the reporting person's provision of service to the issuer on each vesting date.
The option vests as 25% of the total shares on February 1, 2019 and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on February 1, 2022, subject to the reporting person's provision of service to the issuer on each vesting date.
/s/ Paul Porrini as attorney-in-fact for Kara Hamilton
2019-09-23