0001737534-19-000023.txt : 20190725
0001737534-19-000023.hdr.sgml : 20190725
20190725194013
ACCESSION NUMBER: 0001737534-19-000023
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190723
FILED AS OF DATE: 20190725
DATE AS OF CHANGE: 20190725
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hamilton Kara
CENTRAL INDEX KEY: 0001737534
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38464
FILM NUMBER: 19975686
MAIL ADDRESS:
STREET 1: C/O SMARTSHEET INC.
STREET 2: 10500 NE 8TH ST, STE 1300
CITY: BELLEVUE
STATE: WA
ZIP: 98004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMARTSHEET INC
CENTRAL INDEX KEY: 0001366561
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 202954357
STATE OF INCORPORATION: WA
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 10500 NE 8TH STREET
STREET 2: SUITE 1300
CITY: BELLEVUE
STATE: WA
ZIP: 98004
BUSINESS PHONE: 855-420-2395
MAIL ADDRESS:
STREET 1: 10500 NE 8TH STREET
STREET 2: SUITE 1300
CITY: BELLEVUE
STATE: WA
ZIP: 98004
FORMER COMPANY:
FORMER CONFORMED NAME: SMARTSHEET.COM INC
DATE OF NAME CHANGE: 20060619
4
1
wf-form4_156409799239198.xml
FORM 4
X0306
4
2019-07-23
0
0001366561
SMARTSHEET INC
SMAR
0001737534
Hamilton Kara
C/O SMARTSHEET INC.
10500 NE 8TH ST., SUITE 1300
BELLEVUE
WA
98004
0
1
0
0
Chief People & Culture Officer
Class A Common Stock
2019-07-23
4
C
0
4094
0
A
4910
D
Class A Common Stock
2019-07-23
4
C
0
3406
0
A
8316
D
Class A Common Stock
2019-07-23
4
S
0
7500
53.36
D
816
D
Stock Option (right to buy Class B Common Stock)
1.38
2019-07-23
4
M
0
4094
0
D
2025-02-18
Class B Common Stock
4094.0
834
D
Class B Common Stock
2019-07-23
4
M
0
4094
0
A
Class A Common Stock
4094.0
4094
D
Class B Common Stock
2019-07-23
4
C
0
4094
0
D
Class A Common Stock
4094.0
0
D
Stock Option (right to buy Class B Common Stock)
2.46
2019-07-23
4
M
0
3406
0
D
2026-03-30
Class B Common Stock
3406.0
5094
D
Class B Common Stock
2019-07-23
4
M
0
3406
0
A
Class A Common Stock
3406.0
3406
D
Class B Common Stock
2019-07-23
4
C
0
3406
0
D
Class A Common Stock
3406.0
0
D
Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock in connection with the exercise of the options listed in Table II.
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the holder.
The option is fully vested and exercisable.
The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the option of the holder or (b) automatically upon (i) any transfer, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) April 26, 2025 and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.
The holder elected to convert the Class B common stock to Class A common stock on a 1-for-1 basis.
The option vested as to 25% of the total shares on February 1, 2017 and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on February 1, 2020, subject to the reporting person's provision of service to the issuer on each vesting date.
/s/ Paul Porrini as attorney-in-fact for Kara Hamilton
2019-07-25