0001737534-19-000004.txt : 20190125 0001737534-19-000004.hdr.sgml : 20190125 20190125191239 ACCESSION NUMBER: 0001737534-19-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190123 FILED AS OF DATE: 20190125 DATE AS OF CHANGE: 20190125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hamilton Kara CENTRAL INDEX KEY: 0001737534 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38464 FILM NUMBER: 19543597 MAIL ADDRESS: STREET 1: C/O SMARTSHEET INC. STREET 2: 10500 NE 8TH ST, STE 1300 CITY: BELLEVUE STATE: WA ZIP: 98004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMARTSHEET INC CENTRAL INDEX KEY: 0001366561 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 202954357 STATE OF INCORPORATION: WA FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 10500 NE 8TH STREET STREET 2: SUITE 1300 CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 855-420-2395 MAIL ADDRESS: STREET 1: 10500 NE 8TH STREET STREET 2: SUITE 1300 CITY: BELLEVUE STATE: WA ZIP: 98004 FORMER COMPANY: FORMER CONFORMED NAME: SMARTSHEET.COM INC DATE OF NAME CHANGE: 20060619 4 1 wf-form4_154846154293050.xml FORM 4 X0306 4 2019-01-23 0 0001366561 SMARTSHEET INC SMAR 0001737534 Hamilton Kara C/O SMARTSHEET INC. 10500 NE 8TH ST., SUITE 1300 BELLEVUE WA 98004 0 1 0 0 Senior VP of People Operations Class A Common Stock 2019-01-23 4 C 0 7500 0 A 8316 D Class A Common Stock 2019-01-23 4 S 0 7500 27.87 D 816 D Stock Option (right to buy Class B Common Stock) 0.712 2019-01-23 4 M 0 7500 0 D 2023-02-19 Class B Common Stock 7500.0 17428 D Class B Common Stock 2019-01-23 4 M 0 7500 0 A Class A Common Stock 7500.0 7500 D Class B Common Stock 2019-01-23 4 C 0 7500 0 D Class A Common Stock 7500.0 0 D Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock in connection with the exercise of the options listed in Table II. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the holder. The option is 100% vested. The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the option of the holder or (b) automatically upon (i) any transfer, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) April 26, 2025 and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date. The holder elected to convert the Class B common stock to Class A common stock on a 1-for-1 basis. /s/ Paul Porrini as attorney-in-fact for Kara Hamilton 2019-01-25