0001737534-18-000004.txt : 20181127
0001737534-18-000004.hdr.sgml : 20181127
20181127195615
ACCESSION NUMBER: 0001737534-18-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181123
FILED AS OF DATE: 20181127
DATE AS OF CHANGE: 20181127
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hamilton Kara
CENTRAL INDEX KEY: 0001737534
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38464
FILM NUMBER: 181203998
MAIL ADDRESS:
STREET 1: C/O SMARTSHEET INC.
STREET 2: 10500 NE 8TH ST, STE 1300
CITY: BELLEVUE
STATE: WA
ZIP: 98004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMARTSHEET INC
CENTRAL INDEX KEY: 0001366561
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 202954357
STATE OF INCORPORATION: WA
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 10500 NE 8TH STREET
STREET 2: SUITE 1300
CITY: BELLEVUE
STATE: WA
ZIP: 98004
BUSINESS PHONE: 855-420-2395
MAIL ADDRESS:
STREET 1: 10500 NE 8TH STREET
STREET 2: SUITE 1300
CITY: BELLEVUE
STATE: WA
ZIP: 98004
FORMER COMPANY:
FORMER CONFORMED NAME: SMARTSHEET.COM INC
DATE OF NAME CHANGE: 20060619
4
1
wf-form4_154336655872161.xml
FORM 4
X0306
4
2018-11-23
0
0001366561
SMARTSHEET INC
SMAR
0001737534
Hamilton Kara
C/O SMARTSHEET INC.
10500 NE 8TH ST., SUITE 1300
BELLEVUE
WA
98004
0
1
0
0
Senior VP of People Operations
Class A Common Stock
2018-11-23
4
C
0
5000
0
A
5816
D
Class A Common Stock
2018-11-23
4
S
0
5000
22.745
D
816
D
Stock Option (right to buy Class B Common Stock)
0.712
2018-11-23
4
M
0
5000
0
D
2023-02-19
Class B Common Stock
5000.0
34928
D
Class B Common Stock
2018-11-23
4
M
0
5000
0
A
Class A Common Stock
5000.0
5000
D
Class B Common Stock
2018-11-23
4
C
0
5000
0
D
Class A Common Stock
5000.0
0
D
Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock in connection with the exercise of the options listed in Table II.
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the holder.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.49 to $23.00 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The option is 100% vested.
The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the option of the holder or (b) automatically upon (i) any transfer, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) April 26, 2025 and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.
The holder elected to convert the Class B common stock to Class A common stock on a 1-for-1 basis.
/s/ Paul Porrini as attorney-in-fact for Kara Hamilton
2018-11-28