0001737530-20-000012.txt : 20200324 0001737530-20-000012.hdr.sgml : 20200324 20200324201858 ACCESSION NUMBER: 0001737530-20-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200320 FILED AS OF DATE: 20200324 DATE AS OF CHANGE: 20200324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Farrell Eugene CENTRAL INDEX KEY: 0001737530 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38464 FILM NUMBER: 20739733 MAIL ADDRESS: STREET 1: C/O SMARTSHEET INC. STREET 2: 10500 NE 8TH ST, STE 1300 CITY: BELLEVUE STATE: WA ZIP: 98004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMARTSHEET INC CENTRAL INDEX KEY: 0001366561 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 202954357 STATE OF INCORPORATION: WA FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 10500 NE 8TH STREET STREET 2: SUITE 1300 CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 855-420-2395 MAIL ADDRESS: STREET 1: 10500 NE 8TH STREET STREET 2: SUITE 1300 CITY: BELLEVUE STATE: WA ZIP: 98004 FORMER COMPANY: FORMER CONFORMED NAME: SMARTSHEET.COM INC DATE OF NAME CHANGE: 20060619 4 1 wf-form4_158509552054228.xml FORM 4 X0306 4 2020-03-20 0 0001366561 SMARTSHEET INC SMAR 0001737530 Farrell Eugene C/O SMARTSHEET INC. 10500 NE 8TH ST., SUITE 1300 BELLEVUE WA 98004 0 1 0 0 Chief Product Officer Class A Common Stock 2020-03-23 4 M 0 6332 5.28 A 65464 D Class A Common Stock 2020-03-23 4 S 0 1100 41.3886 D 64364 D Class A Common Stock 2020-03-23 4 S 0 2732 42.6877 D 61632 D Class A Common Stock 2020-03-23 4 S 0 2400 43.4029 D 59232 D Class A Common Stock 2020-03-23 4 S 0 100 44.355 D 59132 D Stock Option (right to buy Class A Common Stock) 42.1 2020-03-20 4 A 0 38252 0 A 2030-03-19 Class A Common Stock 38252.0 38252 D Restricted Stock Units (RSU) (Class A) 2020-03-20 4 A 0 29743 0 A 2030-03-19 Class A Common Stock 29743.0 29743 D Stock Option (right to buy Class A Common Stock) 5.28 2020-03-23 4 M 0 6332 0 D 2027-08-08 Class A Common Stock 6332.0 637851 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the holder. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.96 to $41.86 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.04 to $43.035 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.065 to $44.04 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The option shall vest as to 25% of the total shares on February 15, 2021 and then 6.25% of the total shares shall vest quarterly thereafter, subject to continued service through each vesting date. Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. The RSUs shall vest as to 25% of the total shares on February 15, 2021 and then 6.25% of the total shares shall vest quarterly thereafter, subject to continued service through each vesting date. The option vests as to 20% of the total shares on June 1, 2018, then 2.0833% of the total shares vest monthly during the second and fourth year of vesting, and 2.5% of the total shares vest monthly during the third year of vesting, with 100% of the total shares vested and exercisable on June 1, 2021, subject to the reporting person's provision of service to the issuer on each vesting date. /s/ Paul Porrini as attorney-in-fact for Gene Farrell 2020-03-24