0001737530-20-000012.txt : 20200324
0001737530-20-000012.hdr.sgml : 20200324
20200324201858
ACCESSION NUMBER: 0001737530-20-000012
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200320
FILED AS OF DATE: 20200324
DATE AS OF CHANGE: 20200324
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Farrell Eugene
CENTRAL INDEX KEY: 0001737530
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38464
FILM NUMBER: 20739733
MAIL ADDRESS:
STREET 1: C/O SMARTSHEET INC.
STREET 2: 10500 NE 8TH ST, STE 1300
CITY: BELLEVUE
STATE: WA
ZIP: 98004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMARTSHEET INC
CENTRAL INDEX KEY: 0001366561
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 202954357
STATE OF INCORPORATION: WA
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 10500 NE 8TH STREET
STREET 2: SUITE 1300
CITY: BELLEVUE
STATE: WA
ZIP: 98004
BUSINESS PHONE: 855-420-2395
MAIL ADDRESS:
STREET 1: 10500 NE 8TH STREET
STREET 2: SUITE 1300
CITY: BELLEVUE
STATE: WA
ZIP: 98004
FORMER COMPANY:
FORMER CONFORMED NAME: SMARTSHEET.COM INC
DATE OF NAME CHANGE: 20060619
4
1
wf-form4_158509552054228.xml
FORM 4
X0306
4
2020-03-20
0
0001366561
SMARTSHEET INC
SMAR
0001737530
Farrell Eugene
C/O SMARTSHEET INC.
10500 NE 8TH ST., SUITE 1300
BELLEVUE
WA
98004
0
1
0
0
Chief Product Officer
Class A Common Stock
2020-03-23
4
M
0
6332
5.28
A
65464
D
Class A Common Stock
2020-03-23
4
S
0
1100
41.3886
D
64364
D
Class A Common Stock
2020-03-23
4
S
0
2732
42.6877
D
61632
D
Class A Common Stock
2020-03-23
4
S
0
2400
43.4029
D
59232
D
Class A Common Stock
2020-03-23
4
S
0
100
44.355
D
59132
D
Stock Option (right to buy Class A Common Stock)
42.1
2020-03-20
4
A
0
38252
0
A
2030-03-19
Class A Common Stock
38252.0
38252
D
Restricted Stock Units (RSU) (Class A)
2020-03-20
4
A
0
29743
0
A
2030-03-19
Class A Common Stock
29743.0
29743
D
Stock Option (right to buy Class A Common Stock)
5.28
2020-03-23
4
M
0
6332
0
D
2027-08-08
Class A Common Stock
6332.0
637851
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the holder.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.96 to $41.86 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.04 to $43.035 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.065 to $44.04 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The option shall vest as to 25% of the total shares on February 15, 2021 and then 6.25% of the total shares shall vest quarterly thereafter, subject to continued service through each vesting date.
Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
The RSUs shall vest as to 25% of the total shares on February 15, 2021 and then 6.25% of the total shares shall vest quarterly thereafter, subject to continued service through each vesting date.
The option vests as to 20% of the total shares on June 1, 2018, then 2.0833% of the total shares vest monthly during the second and fourth year of vesting, and 2.5% of the total shares vest monthly during the third year of vesting, with 100% of the total shares vested and exercisable on June 1, 2021, subject to the reporting person's provision of service to the issuer on each vesting date.
/s/ Paul Porrini as attorney-in-fact for Gene Farrell
2020-03-24