0001737530-19-000023.txt : 20190923 0001737530-19-000023.hdr.sgml : 20190923 20190923182121 ACCESSION NUMBER: 0001737530-19-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190919 FILED AS OF DATE: 20190923 DATE AS OF CHANGE: 20190923 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Farrell Eugene CENTRAL INDEX KEY: 0001737530 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38464 FILM NUMBER: 191108897 MAIL ADDRESS: STREET 1: C/O SMARTSHEET INC. STREET 2: 10500 NE 8TH ST, STE 1300 CITY: BELLEVUE STATE: WA ZIP: 98004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMARTSHEET INC CENTRAL INDEX KEY: 0001366561 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 202954357 STATE OF INCORPORATION: WA FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 10500 NE 8TH STREET STREET 2: SUITE 1300 CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 855-420-2395 MAIL ADDRESS: STREET 1: 10500 NE 8TH STREET STREET 2: SUITE 1300 CITY: BELLEVUE STATE: WA ZIP: 98004 FORMER COMPANY: FORMER CONFORMED NAME: SMARTSHEET.COM INC DATE OF NAME CHANGE: 20060619 4 1 wf-form4_156927726606614.xml FORM 4 X0306 4 2019-09-19 0 0001366561 SMARTSHEET INC SMAR 0001737530 Farrell Eugene C/O SMARTSHEET INC. 10500 NE 8TH ST., SUITE 1300 BELLEVUE WA 98004 0 1 0 0 Chief Product Officer Stock Option (right to buy Class B Common Stock) 5.28 2019-09-19 4 J 0 797122 0 D 2027-08-08 Class B Common Stock 797122.0 0 D Stock Option (right to buy Class A Common Stock) 5.28 2019-09-19 4 J 0 797122 0 A 2027-08-08 Class A Common Stock 797122.0 797122 D Stock Option (right to buy Class B Common Stock) 9.53 2019-09-19 4 J 0 50000 0 D 2028-03-05 Class B Common Stock 50000.0 0 D Stock Option (right to buy Class A Common Stock) 9.53 2019-09-19 4 J 0 50000 0 A 2028-03-05 Class A Common Stock 50000.0 50000 D In connection with the automatic conversion of shares of the issuer's Class B Common Stock into shares of the issuer's Class A Common Stock effective as of the date that the total number of shares of outstanding Class B Common Stock ceased to represent at least 15% of all outstanding shares of the issuer's common stock, as set forth in the issuer's Amended and Restated Articles of Incorporation, outstanding Class B Common Stock options that were issued under the issuer's 2005 Option/Restricted Stock Plan and 2015 Equity Incentive Plan remain unchanged except that the underlying shares are now Class A Common Stock. The option vests as to 20% of the total shares on June 1, 2018, then 2.0833% of the total shares vest monthly during the second and fourth year of vesting, and 2.5% of the total shares vest monthly during the third year of vesting, with 100% of the total shares vested and exercisable on June 1, 2021, subject to the reporting person's provision of service to the issuer on each vesting date. The option vests as 25% of the total shares on February 1, 2019 and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on February 1, 2022, subject to the reporting person's provision of service to the issuer on each vesting date. /s/ Paul Porrini as attorney-in-fact for Gene Farrell 2019-09-23