0001652155-19-000013.txt : 20190911 0001652155-19-000013.hdr.sgml : 20190911 20190911201232 ACCESSION NUMBER: 0001652155-19-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190909 FILED AS OF DATE: 20190911 DATE AS OF CHANGE: 20190911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ceran Jennifer CENTRAL INDEX KEY: 0001652155 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38464 FILM NUMBER: 191089339 MAIL ADDRESS: STREET 1: C/O QUOTIENT TECHNOLOGY INC. STREET 2: 400 LOGUE AVE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMARTSHEET INC CENTRAL INDEX KEY: 0001366561 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 202954357 STATE OF INCORPORATION: WA FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 10500 NE 8TH STREET STREET 2: SUITE 1300 CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 855-420-2395 MAIL ADDRESS: STREET 1: 10500 NE 8TH STREET STREET 2: SUITE 1300 CITY: BELLEVUE STATE: WA ZIP: 98004 FORMER COMPANY: FORMER CONFORMED NAME: SMARTSHEET.COM INC DATE OF NAME CHANGE: 20060619 4 1 wf-form4_156824713707459.xml FORM 4 X0306 4 2019-09-09 0 0001366561 SMARTSHEET INC SMAR 0001652155 Ceran Jennifer C/O SMARTSHEET INC. 10500 NE 8TH ST., SUITE 1300 BELLEVUE WA 98004 0 1 0 0 CFO and Treasurer Class A Common Stock 2019-09-09 4 C 0 10000 0 A 12393 D Class A Common Stock 2019-09-09 4 S 0 10000 40.49 D 2393 D Class A Common Stock 2019-09-11 4 C 0 125000 0 A 127393 D Class A Common Stock 2019-09-11 4 S 0 125000 38.76 D 2393 D Stock Option (right to buy Class B Common Stock) 2.72 2019-09-09 4 M 0 10000 0 D 2026-10-27 Class B Common Stock 10000.0 764486 D Class B Common Stock 2019-09-09 4 M 0 10000 0 A Class A Common Stock 10000.0 85945 D Class B Common Stock 2019-09-09 4 C 0 10000 0 D Class A Common Stock 10000.0 75945 D Stock Option (right to buy Class B Common Stock) 2.72 2019-09-11 4 M 0 125000 0 D 2026-10-27 Class B Common Stock 125000.0 639486 D Class B Common Stock 2019-09-11 4 M 0 125000 0 A Class A Common Stock 125000.0 200945 D Class B Common Stock 2019-09-11 4 C 0 125000 0 D Class A Common Stock 125000.0 75945 D Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the holder. The option vests as to 25% of the total shares on September 12, 2017 and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on September 12, 2020, subject to the reporting person's provision of service to the issuer on each vesting date. Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder or (b) automatically upon (i) any transfer which occurs after the closing of the IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date. The holder elected to convert the Class B common stock to Class A common stock on a 1-for-1 basis. /s/ Paul Porrini as attorney-in-fact for Jennifer Ceran 2019-09-11