0001582702-21-000008.txt : 20210323 0001582702-21-000008.hdr.sgml : 20210323 20210323205804 ACCESSION NUMBER: 0001582702-21-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210319 FILED AS OF DATE: 20210323 DATE AS OF CHANGE: 20210323 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PORRINI PAUL CENTRAL INDEX KEY: 0001582702 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38464 FILM NUMBER: 21766326 MAIL ADDRESS: STREET 1: C/O YUME, INC. STREET 2: 1204 MIDDLEFIELD ROAD CITY: REDWOOD CITY STATE: CA ZIP: 94063 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMARTSHEET INC CENTRAL INDEX KEY: 0001366561 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 202954357 STATE OF INCORPORATION: WA FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 10500 NE 8TH STREET STREET 2: SUITE 1300 CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 855-420-2395 MAIL ADDRESS: STREET 1: 10500 NE 8TH STREET STREET 2: SUITE 1300 CITY: BELLEVUE STATE: WA ZIP: 98004 FORMER COMPANY: FORMER CONFORMED NAME: SMARTSHEET.COM INC DATE OF NAME CHANGE: 20060619 4 1 wf-form4_161654746993079.xml FORM 4 X0306 4 2021-03-19 0 0001366561 SMARTSHEET INC SMAR 0001582702 PORRINI PAUL C/O SMARTSHEET INC. 10500 NE 8TH ST., SUITE 1300 BELLEVUE WA 98004 0 1 0 0 Chief Legal Officer Stock Option (right to buy Class A Common Stock) 62.56 2021-03-19 4 A 0 12301 0 A 2031-03-19 Class A Common Stock 12301.0 12301 D Restricted Stock Units (RSU) (Class A) 2021-03-19 4 A 0 9912 0 A 2031-03-19 Class A Common Stock 9912.0 9912 D Restricted Stock Units (RSU) (Class A) 2021-03-19 4 A 0 2167 0 A 2021-08-15 Class A Common Stock 2167.0 2167 D The option vests as to 25% of the total shares on February 15, 2022 and then 6.25% of the total shares vest quarterly thereafter, subject to continued service through each vesting date. Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. The RSUs vest as to 25% of the total shares on February 15, 2022 and then 6.25% of the total shares vest quarterly thereafter, subject to continued service through each vesting date. The RSUs were granted under the 2019 Annual Incentive Plan and vest 100% on August 15, 2021, subject to continued service through the vesting date. /s/ Paul Porrini 2021-03-23