0001582702-19-000007.txt : 20190405 0001582702-19-000007.hdr.sgml : 20190405 20190405202129 ACCESSION NUMBER: 0001582702-19-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190405 FILED AS OF DATE: 20190405 DATE AS OF CHANGE: 20190405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PORRINI PAUL CENTRAL INDEX KEY: 0001582702 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38464 FILM NUMBER: 19736245 MAIL ADDRESS: STREET 1: C/O YUME, INC. STREET 2: 1204 MIDDLEFIELD ROAD CITY: REDWOOD CITY STATE: CA ZIP: 94063 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMARTSHEET INC CENTRAL INDEX KEY: 0001366561 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 202954357 STATE OF INCORPORATION: WA FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 10500 NE 8TH STREET STREET 2: SUITE 1300 CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 855-420-2395 MAIL ADDRESS: STREET 1: 10500 NE 8TH STREET STREET 2: SUITE 1300 CITY: BELLEVUE STATE: WA ZIP: 98004 FORMER COMPANY: FORMER CONFORMED NAME: SMARTSHEET.COM INC DATE OF NAME CHANGE: 20060619 4 1 wf-form4_155451007529406.xml FORM 4 X0306 4 2019-04-05 0 0001366561 SMARTSHEET INC SMAR 0001582702 PORRINI PAUL C/O SMARTSHEET INC. 10500 NE 8TH ST., SUITE 1300 BELLEVUE WA 98004 0 1 0 0 Chief Legal Officer & GC Class A Common Stock 2019-04-05 4 C 0 15000 0 A 16470 D Class A Common Stock 2019-04-05 4 S 0 15000 38.9107 D 1470 D Stock Option (right to buy Class B Common Stock) 9.53 2019-04-05 4 M 0 15000 0 D 2028-03-21 Class B Common Stock 15000.0 485000 D Class B Common Stock 2019-04-05 4 M 0 15000 0 A Class A Common Stock 15000.0 15000 D Class B Common Stock 2019-04-05 4 C 0 15000 0 D Class A Common Stock 15000.0 0 D Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock in connection with the exercise of the options listed in Table II. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.90 to $38.98 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The option vests as to 2.0833% of the total shares monthly, commencing on April 19, 2018, with 100% of the total shares vested and exercisable on March 19, 2022, subject to the reporting person's provision of service to the issuer on each vesting date. The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the option of the holder or (b) automatically upon (i) any transfer, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) April 26, 2025 and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date. The holder elected to convert the Class B common stock to Class A common stock on a 1-for-1 basis. /s/ Paul Porrini 2019-04-05