0001104659-19-000573.txt : 20190103 0001104659-19-000573.hdr.sgml : 20190103 20190103181957 ACCESSION NUMBER: 0001104659-19-000573 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190102 FILED AS OF DATE: 20190103 DATE AS OF CHANGE: 20190103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sullivan Mark P. CENTRAL INDEX KEY: 0001467828 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38478 FILM NUMBER: 19507534 MAIL ADDRESS: STREET 1: C/O ASPEN TECHNOLOGY, INC. STREET 2: 200 WHEELER ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Carbon Black, Inc. CENTRAL INDEX KEY: 0001366527 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 550810166 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1100 WINTER ST. CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 617-393-7400 MAIL ADDRESS: STREET 1: 1100 WINTER ST. CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: BIT9, INC. DATE OF NAME CHANGE: 20110407 FORMER COMPANY: FORMER CONFORMED NAME: BIT9 INC DATE OF NAME CHANGE: 20060619 4 1 a4.xml 4 X0306 4 2019-01-02 0 0001366527 Carbon Black, Inc. CBLK 0001467828 Sullivan Mark P. C/O CARBON BLACK, INC. 1100 WINTER STREET WALTHAM MA 02451 0 1 0 0 See Remarks Common Stock 2019-01-02 4 F 0 3246 13.37 D 34254 D Shares withheld by Issuer to cover taxes associated with settlement of restricted stock units. Title: Executive Vice President, Chief Financial Officer, Principal Accounting Officer, Treasurer and Assistant Secretary Eric Pyenson, attorney-in-fact 2019-01-03