0001104659-18-065452.txt : 20181101
0001104659-18-065452.hdr.sgml : 20181101
20181101165250
ACCESSION NUMBER: 0001104659-18-065452
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181030
FILED AS OF DATE: 20181101
DATE AS OF CHANGE: 20181101
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HANSEN THOMAS NEERGAARD
CENTRAL INDEX KEY: 0001728084
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38478
FILM NUMBER: 181154534
MAIL ADDRESS:
STREET 1: C/O CARBON BLACK, INC.
STREET 2: 1100 WINTER STREET
CITY: WALTHAM
STATE: MA
ZIP: 02451
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Carbon Black, Inc.
CENTRAL INDEX KEY: 0001366527
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 550810166
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1100 WINTER ST.
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 617-393-7400
MAIL ADDRESS:
STREET 1: 1100 WINTER ST.
CITY: WALTHAM
STATE: MA
ZIP: 02451
FORMER COMPANY:
FORMER CONFORMED NAME: BIT9, INC.
DATE OF NAME CHANGE: 20110407
FORMER COMPANY:
FORMER CONFORMED NAME: BIT9 INC
DATE OF NAME CHANGE: 20060619
4
1
a4.xml
4
X0306
4
2018-10-30
0
0001366527
Carbon Black, Inc.
CBLK
0001728084
HANSEN THOMAS NEERGAARD
C/O CARBON BLACK, INC.
1100 WINTER STREET
WALTHAM
MA
02451
0
1
0
0
See Remarks
Common Stock
2018-10-30
4
A
0
50000
0.00
A
75000
D
The shares were acquired pursuant to a restricted stock unit award under the Carbon Black, Inc. 2018 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Carbon Black, Inc. common stock. The restricted stock unit vests 25% on September 4, 2019, and thereafter in twelve equal quarterly installments commencing on December 3, 2019.
Executive Vice President and Chief Operating Officer
Eric Pyenson, attorney-in-fact
2018-11-01