0001366340-20-000027.txt : 20200605 0001366340-20-000027.hdr.sgml : 20200605 20200605162818 ACCESSION NUMBER: 0001366340-20-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200603 FILED AS OF DATE: 20200605 DATE AS OF CHANGE: 20200605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anderson Jevan CENTRAL INDEX KEY: 0001779566 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33304 FILM NUMBER: 20946679 MAIL ADDRESS: STREET 1: 1819 DORIS DRIVE CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FINJAN HOLDINGS, INC. CENTRAL INDEX KEY: 0001366340 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 204075963 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 UNIVERSITY AVENUE STREET 2: SUITE 600 CITY: EAST PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: (650) 282-3228 MAIL ADDRESS: STREET 1: 2000 UNIVERSITY AVENUE STREET 2: SUITE 600 CITY: EAST PALO ALTO STATE: CA ZIP: 94303 FORMER COMPANY: FORMER CONFORMED NAME: Converted Organics Inc. DATE OF NAME CHANGE: 20060616 4 1 wf-form4_159138888136453.xml FORM 4 X0306 4 2020-06-03 0 0001366340 FINJAN HOLDINGS, INC. FNJN 0001779566 Anderson Jevan C/O FINJAN HOLDINGS, INC. 2000 UNIVERSITY AVENUE, SUITE 600 EAST PALO ALTO CA 94303 0 1 0 0 Chief Financial Officer Common Stock 2020-06-03 4 M 0 96667 0 A 96667 D Common Stock 2020-06-03 4 S 0 38666 1.2477 D 58001 D Restricted Stock Units 0.0 2020-06-03 4 M 0 96667 0 D Common Stock 96667.0 123333 D Represents shares of common stock sold pursuant to a 10b5-1 trading plan entered into as of March 13, 2020 to satisfy the reporting person's tax obligations upon vesting of 96,667 restricted stock units ("RSUs") Weighted average price. These shares were sold in multiple transactions at prices ranging from $1.18 to $1.30 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above Each restricted stock unit ("RSU") granted to the reporting person represents the contingent right to receive one share of common stock of Finjan Holdings, Inc. or its equivalent cash value, subject to the terms and conditions of the Finjan Holdings, Inc. 2014 Incentive Compensation Plan. A total of 220,000 RSUs were granted on July 31, 2019. 96,667 of the RSUs vested on June 3, 2020, and an additional 24,166 RSUs vest every three calendar months following such date (assuming continued service of the reporting person as of each such vesting date) until such shares are fully vested such that 100% of the RSUs will have fully vested as of December 3, 2021 (with the last such vesting date comprised of 2,503 RSUs vesting as of such date). The RSUs will be settled upon vesting. /s/ Jevan Anderson 2020-06-05