0001366340-20-000006.txt : 20200113 0001366340-20-000006.hdr.sgml : 20200113 20200113163858 ACCESSION NUMBER: 0001366340-20-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200109 FILED AS OF DATE: 20200113 DATE AS OF CHANGE: 20200113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anderson Jevan CENTRAL INDEX KEY: 0001779566 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33304 FILM NUMBER: 20524132 MAIL ADDRESS: STREET 1: 1819 DORIS DRIVE CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FINJAN HOLDINGS, INC. CENTRAL INDEX KEY: 0001366340 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 204075963 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 UNIVERSITY AVENUE STREET 2: SUITE 600 CITY: EAST PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: (650) 282-3228 MAIL ADDRESS: STREET 1: 2000 UNIVERSITY AVENUE STREET 2: SUITE 600 CITY: EAST PALO ALTO STATE: CA ZIP: 94303 FORMER COMPANY: FORMER CONFORMED NAME: Converted Organics Inc. DATE OF NAME CHANGE: 20060616 4 1 wf-form4_157895152012855.xml FORM 4 X0306 4 2020-01-09 0 0001366340 FINJAN HOLDINGS, INC. FNJN 0001779566 Anderson Jevan C/O FINJAN HOLDINGS, INC. 2000 UNIVERSITY AVENUE, SUITE 600 EAST PALO ALTO CA 94303 0 1 0 0 Chief Financial Officer Restricted Stock Units 0.0 2020-01-09 4 A 0 70000 0 A Common Stock 70000.0 290000 D Each restricted stock unit ("RSU") granted to the reporting person represents the contingent right to receive one share of common stock of Finjan Holdings, Inc. or its equivalent cash value, subject to the terms and conditions of the Finjan Holdings, Inc. 2014 Incentive Compensation Plan. Due to annual grant limits set forth in the Plan, 220,000 of the 290,000 RSUs granted to the reporting person pursuant to the reporting person's employment agreement were granted on July 31, 2019 with the remaining 70,000 RSUs granted on January 9, 2020 with such vesting, when combining the two grants, resulting in the combined grants being fully vested on June 3, 2022. 21,662 of the RSUs vest on December 3, 2021, and an additional 24,166 RSUs vest every three calendar months following such date until 100% of the RSUs are fully vested as of June 3, 2022 (assuming continued service of the reporting person as of each such vesting date). /s/ Jevan Anderson 2020-01-13