0001366340-18-000053.txt : 20181010
0001366340-18-000053.hdr.sgml : 20181010
20181010164528
ACCESSION NUMBER: 0001366340-18-000053
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181008
FILED AS OF DATE: 20181010
DATE AS OF CHANGE: 20181010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hartstein Philip
CENTRAL INDEX KEY: 0001579228
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33304
FILM NUMBER: 181116395
MAIL ADDRESS:
STREET 1: C/O FINJAN HOLDINGS, INC.,
STREET 2: 2000 UNIVERSITY AVE, SUIT 600
CITY: PALO ALTO
STATE: CA
ZIP: 94303
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FINJAN HOLDINGS, INC.
CENTRAL INDEX KEY: 0001366340
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
IRS NUMBER: 204075963
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2000 UNIVERSITY AVENUE
STREET 2: SUITE 600
CITY: EAST PALO ALTO
STATE: CA
ZIP: 94303
BUSINESS PHONE: (650) 282-3228
MAIL ADDRESS:
STREET 1: 2000 UNIVERSITY AVENUE
STREET 2: SUITE 600
CITY: EAST PALO ALTO
STATE: CA
ZIP: 94303
FORMER COMPANY:
FORMER CONFORMED NAME: Converted Organics Inc.
DATE OF NAME CHANGE: 20060616
4
1
wf-form4_153920431269740.xml
FORM 4
X0306
4
2018-10-08
0
0001366340
FINJAN HOLDINGS, INC.
FNJN
0001579228
Hartstein Philip
C/O FINJAN HOLDINGS, INC.
2000 UNIVERSITY AVENUE, SUITE 600
EAST PALO ALTO
CA
94303
0
1
0
0
President & CEO
Common Stock
2018-10-08
4
M
0
50000
1.6559
A
130250
D
Common Stock
2018-10-08
4
S
0
50000
5.0566
D
80250
D
Common Stock
2018-10-08
4
S
0
27500
5.3194
D
52750
D
Common Stock Option (right to buy)
1.6559
2018-10-08
4
M
0
50000
0
D
2017-03-31
2023-05-07
Common Stock
50000.0
382403
D
Represents shares of common stock acquired upon the exercise of stock options and sold pursuant to a 10b5-1 trading plan entered into as of August 25, 2015.
Weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.22 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above
Represents shares of common stock sold pursuant to a 10b5-1 trading plan entered into as of August 25, 2015.
Weighted average price. These shares were sold in multiple transactions at prices ranging from $5.22 to $5.50 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Represents fully vested stock options.
/s/ Philip Hartstein
2018-10-10