0001366340-18-000053.txt : 20181010 0001366340-18-000053.hdr.sgml : 20181010 20181010164528 ACCESSION NUMBER: 0001366340-18-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181008 FILED AS OF DATE: 20181010 DATE AS OF CHANGE: 20181010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hartstein Philip CENTRAL INDEX KEY: 0001579228 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33304 FILM NUMBER: 181116395 MAIL ADDRESS: STREET 1: C/O FINJAN HOLDINGS, INC., STREET 2: 2000 UNIVERSITY AVE, SUIT 600 CITY: PALO ALTO STATE: CA ZIP: 94303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FINJAN HOLDINGS, INC. CENTRAL INDEX KEY: 0001366340 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 204075963 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 UNIVERSITY AVENUE STREET 2: SUITE 600 CITY: EAST PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: (650) 282-3228 MAIL ADDRESS: STREET 1: 2000 UNIVERSITY AVENUE STREET 2: SUITE 600 CITY: EAST PALO ALTO STATE: CA ZIP: 94303 FORMER COMPANY: FORMER CONFORMED NAME: Converted Organics Inc. DATE OF NAME CHANGE: 20060616 4 1 wf-form4_153920431269740.xml FORM 4 X0306 4 2018-10-08 0 0001366340 FINJAN HOLDINGS, INC. FNJN 0001579228 Hartstein Philip C/O FINJAN HOLDINGS, INC. 2000 UNIVERSITY AVENUE, SUITE 600 EAST PALO ALTO CA 94303 0 1 0 0 President & CEO Common Stock 2018-10-08 4 M 0 50000 1.6559 A 130250 D Common Stock 2018-10-08 4 S 0 50000 5.0566 D 80250 D Common Stock 2018-10-08 4 S 0 27500 5.3194 D 52750 D Common Stock Option (right to buy) 1.6559 2018-10-08 4 M 0 50000 0 D 2017-03-31 2023-05-07 Common Stock 50000.0 382403 D Represents shares of common stock acquired upon the exercise of stock options and sold pursuant to a 10b5-1 trading plan entered into as of August 25, 2015. Weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.22 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above Represents shares of common stock sold pursuant to a 10b5-1 trading plan entered into as of August 25, 2015. Weighted average price. These shares were sold in multiple transactions at prices ranging from $5.22 to $5.50 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Represents fully vested stock options. /s/ Philip Hartstein 2018-10-10