0001366340-17-000101.txt : 20171214
0001366340-17-000101.hdr.sgml : 20171214
20171214171944
ACCESSION NUMBER: 0001366340-17-000101
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171212
FILED AS OF DATE: 20171214
DATE AS OF CHANGE: 20171214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hartstein Philip
CENTRAL INDEX KEY: 0001579228
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33304
FILM NUMBER: 171256968
MAIL ADDRESS:
STREET 1: C/O FINJAN HOLDINGS, INC.,
STREET 2: 2000 UNIVERSITY AVE, SUIT 600
CITY: PALO ALTO
STATE: CA
ZIP: 94303
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FINJAN HOLDINGS, INC.
CENTRAL INDEX KEY: 0001366340
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
IRS NUMBER: 204075963
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2000 UNIVERSITY AVENUE
STREET 2: SUITE 600
CITY: EAST PALO ALTO
STATE: CA
ZIP: 94303
BUSINESS PHONE: (650) 282-3228
MAIL ADDRESS:
STREET 1: 2000 UNIVERSITY AVENUE
STREET 2: SUITE 600
CITY: EAST PALO ALTO
STATE: CA
ZIP: 94303
FORMER COMPANY:
FORMER CONFORMED NAME: Converted Organics Inc.
DATE OF NAME CHANGE: 20060616
4
1
wf-form4_151328997078139.xml
FORM 4
X0306
4
2017-12-12
0
0001366340
FINJAN HOLDINGS, INC.
FNJN
0001579228
Hartstein Philip
C/O FINJAN HOLDINGS, INC.
2000 UNIVERSITY AVENUE, SUITE 600
EAST PALO ALTO
CA
94303
0
1
0
0
President & CEO
Common Stock Option (right to buy)
2.25
2017-12-12
4
A
0
190000
0
A
2018-12-12
2027-12-12
Common Stock
190000.0
190000
D
Restricted Stock Units
0.0
2017-12-12
4
A
0
200000
0
A
Common Stock
200000.0
200000
D
The option will vest and become exercisable as to 56,667 shares of common stock of Finjan Holdings, Inc. on the first anniversary of the grant date and vest as to 12.5% of the remaining balance of the shares of common stock in equal installments every three calendar months thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on December 12, 2020.
Each restricted stock unit ("RSU") granted to the reporting person represents the contingent right to receive one share of common stock of Finjan Holdings, Inc. or its equivalent cash value, subject to the terms and conditions of the Finjan Holdings, Inc. Amended and Restated 2014 Incentive Compensation Plan.
The RSUs vest 33.3333% on the third anniversary of the grant date and vest as to an additional 8.3333% of the RSUs every three calendar months following such date such that 100% of the RSUs will have fully vested as of December 12, 2022. The RSUs will be settled upon vesting.
/s/ Philip Hartstein
2017-12-14