0001366340-17-000089.txt : 20171003
0001366340-17-000089.hdr.sgml : 20171003
20171003162837
ACCESSION NUMBER: 0001366340-17-000089
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171002
FILED AS OF DATE: 20171003
DATE AS OF CHANGE: 20171003
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hartstein Philip
CENTRAL INDEX KEY: 0001579228
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33304
FILM NUMBER: 171118261
MAIL ADDRESS:
STREET 1: C/O FINJAN HOLDINGS, INC.,
STREET 2: 2000 UNIVERSITY AVE, SUIT 600
CITY: PALO ALTO
STATE: CA
ZIP: 94303
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FINJAN HOLDINGS, INC.
CENTRAL INDEX KEY: 0001366340
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
IRS NUMBER: 204075963
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2000 UNIVERSITY AVENUE
STREET 2: SUITE 600
CITY: EAST PALO ALTO
STATE: CA
ZIP: 94303
BUSINESS PHONE: (650) 282-3228
MAIL ADDRESS:
STREET 1: 2000 UNIVERSITY AVENUE
STREET 2: SUITE 600
CITY: EAST PALO ALTO
STATE: CA
ZIP: 94303
FORMER COMPANY:
FORMER CONFORMED NAME: Converted Organics Inc.
DATE OF NAME CHANGE: 20060616
4
1
wf-form4_150706250420106.xml
FORM 4
X0306
4
2017-10-02
0
0001366340
FINJAN HOLDINGS, INC.
FNJN
0001579228
Hartstein Philip
C/O FINJAN HOLDINGS, INC.
2000 UNIVERSITY AVENUE, SUITE 600
EAST PALO ALTO
CA
94303
0
1
0
0
President & CEO
Common Stock
2017-10-02
4
M
0
12500
0
A
89000
D
Common Stock
2017-10-02
4
S
0
5000
2.349
D
84000
D
Restricted Stock Units
0.0
2017-10-02
4
M
0
12500
0
D
Common Stock
12500.0
62500
D
Represents shares of common stock sold pursuant to a 10b5-1 trading plan entered into as of August 25, 2015 to satisfy the reporting person's tax obligations upon vesting of 12,500 restricted stock units ("RSUs")
Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.31 to $2.361 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Each RSU granted to the reporting person represents the contingent right to receive one share of common stock of Finjan Holdings, Inc. or its equivalent cash value, subject to the terms and conditions of the Finjan Holdings, Inc. 2014 Incentive Compensation Plan
A total of 200,000 RSUs were granted on January 14, 2015. The RSUs vested one-fourth on January 1, 2016 and an additional 6.25% of the RSUs vest every three calendar months following such date. The RSUs will be settled upon vesting.
/s/ Philip Hartstein
2017-10-03