0001366340-17-000020.txt : 20170309
0001366340-17-000020.hdr.sgml : 20170309
20170309164615
ACCESSION NUMBER: 0001366340-17-000020
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161027
FILED AS OF DATE: 20170309
DATE AS OF CHANGE: 20170309
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FINJAN HOLDINGS, INC.
CENTRAL INDEX KEY: 0001366340
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
IRS NUMBER: 204075963
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2000 UNIVERSITY AVENUE
STREET 2: SUITE 600
CITY: EAST PALO ALTO
STATE: CA
ZIP: 94303
BUSINESS PHONE: (650) 282-3228
MAIL ADDRESS:
STREET 1: 2000 UNIVERSITY AVENUE
STREET 2: SUITE 600
CITY: EAST PALO ALTO
STATE: CA
ZIP: 94303
FORMER COMPANY:
FORMER CONFORMED NAME: Converted Organics Inc.
DATE OF NAME CHANGE: 20060616
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mar-Spinola Julie
CENTRAL INDEX KEY: 0001638508
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33304
FILM NUMBER: 17679036
MAIL ADDRESS:
STREET 1: C/O FINJAN HOLDINGS, INC.
STREET 2: 2000 UNIVERSITY AVENUE, SUITE 600
CITY: EAST PALO ALTO
STATE: CA
ZIP: 94303
4/A
1
wf-form4a_148909596198072.xml
FORM 4/A
X0306
4/A
2016-10-27
2016-10-28
0
0001366340
FINJAN HOLDINGS, INC.
FNJN
0001638508
Mar-Spinola Julie
C/O FINJAN HOLDINGS, INC.
2000 UNIVERSITY AVENUE, SUITE 600
EAST PALO ALTO
CA
94303
0
1
0
0
CIPO
Common Stock
2016-10-27
4
M
0
5026
0
A
33152
D
Common Stock
2016-10-27
4
S
0
2010
1.6343
D
31142
D
Restricted Stock Units
0.0
2016-10-27
4
M
0
5026
0
D
Common Stock
5026.0
5027
D
Amended to correct a computation error of 2,010 shares in the reported amount of securities beneficially owned following the transactions.
Represents shares of common stock sold pursuant to a 10b5-1 trading plan entered into on December 12, 2014 to satisfy the reporting person's tax obligations upon vesting of 5,026 restricted stock units ("RSUs")
Weighted average price. These shares were sold in multiple transactions at prices ranging from $1.60 to $1.66 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Each RSU granted to the reporting person represents the contingent right to receive one share of common stock of Finjan Holdings, Inc. or its equivalent cash value, subject to the terms and conditions of the Finjan Holdings, Inc. 2014 Incentive Compensation Plan
A total of 60,314 RSUs were granted on July 10, 2014. The RSUs vested one-third on January 27, 2015 and an additional 8.33% of the RSUs vest every three calendar months following such date. The RSUs will be settled upon vesting.
/s/ Julie Mar-Spinola
2017-03-09