0001366340-17-000014.txt : 20170130 0001366340-17-000014.hdr.sgml : 20170130 20170130162658 ACCESSION NUMBER: 0001366340-17-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170127 FILED AS OF DATE: 20170130 DATE AS OF CHANGE: 20170130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FINJAN HOLDINGS, INC. CENTRAL INDEX KEY: 0001366340 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 204075963 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 UNIVERSITY AVENUE STREET 2: SUITE 600 CITY: EAST PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: (650) 282-3228 MAIL ADDRESS: STREET 1: 2000 UNIVERSITY AVENUE STREET 2: SUITE 600 CITY: EAST PALO ALTO STATE: CA ZIP: 94303 FORMER COMPANY: FORMER CONFORMED NAME: Converted Organics Inc. DATE OF NAME CHANGE: 20060616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mar-Spinola Julie CENTRAL INDEX KEY: 0001638508 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33304 FILM NUMBER: 17557788 MAIL ADDRESS: STREET 1: C/O FINJAN HOLDINGS, INC. STREET 2: 2000 UNIVERSITY AVENUE, SUITE 600 CITY: EAST PALO ALTO STATE: CA ZIP: 94303 4 1 wf-form4_148581160489369.xml FORM 4 X0306 4 2017-01-27 0 0001366340 FINJAN HOLDINGS, INC. FNJN 0001638508 Mar-Spinola Julie C/O FINJAN HOLDINGS, INC. 2000 UNIVERSITY AVENUE, SUITE 600 EAST PALO ALTO CA 94303 0 1 0 0 CIPO Common Stock 2017-01-27 4 M 0 5027 0 A 38179 D Common Stock 2017-01-27 4 S 0 2010 1.3907 D 36169 D Restricted Stock Units 0.0 2017-01-27 4 M 0 5027 0 D Common Stock 5027.0 0 D Represents shares of common stock sold pursuant to a 10b5-1 trading plan entered into on December 12, 2014 to satisfy the reporting person's tax obligations upon vesting of 5,026 restricted stock units ("RSUs") Weighted average price. These shares were sold in multiple transactions at prices ranging from $1.39 to $1.3909 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Each RSU granted to the reporting person represents the contingent right to receive one share of common stock of Finjan Holdings, Inc. or its equivalent cash value, subject to the terms and conditions of the Finjan Holdings, Inc. 2014 Incentive Compensation Plan. A total of 60,314 RSUs were granted on July 10, 2014. The RSUs vested one-third on January 27, 2015 and an additional 8.33% of the RSUs vest every three calendar months following such date. The RSUs will be settled upon vesting. /s/ Julie Mar-Spinola 2017-01-30