0001179110-19-007413.txt : 20190610 0001179110-19-007413.hdr.sgml : 20190610 20190610183657 ACCESSION NUMBER: 0001179110-19-007413 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190606 FILED AS OF DATE: 20190610 DATE AS OF CHANGE: 20190610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brandeau Greg CENTRAL INDEX KEY: 0001652558 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33368 FILM NUMBER: 19889606 MAIL ADDRESS: STREET 1: C/O GLU MOBILE INC. STREET 2: 500 HOWARD STREET, SUITE 300 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLU MOBILE INC CENTRAL INDEX KEY: 0001366246 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 875 HOWARD STREET, SUITE 100 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 415-800-6100 MAIL ADDRESS: STREET 1: 875 HOWARD STREET, SUITE 100 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 edgar.xml FORM 4 - X0306 4 2019-06-06 0 0001366246 GLU MOBILE INC GLUU 0001652558 Brandeau Greg C/O GLU MOBILE INC. 875 HOWARD STREET, SUITE 100 SAN FRANCISCO CA 94103 1 0 0 0 Common Stock 2019-06-06 4 M 0 25000 0 A 50000 D Common Stock 2019-06-10 4 S 0 4170 7.26 D 45830 D Common Stock 2019-06-06 4 M 0 25000 0 A Common Stock 25000 0 D Restricted Stock Units 2019-06-06 4 A 0 12845 0 A Common Stock 12845 12845 D Stock Option (right to buy) 7.05 2019-06-06 4 A 0 28780 0 A 2029-06-06 Common Stock 28780 28780 D Vesting of restricted stock units (RSUs) granted to Mr. Brandeau on June 7, 2018. The sale was effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 that Mr. Brandeau entered into on May 9, 2019. Each RSU represents a contingent right to receive one share of Glu common stock. The RSU vests in full on the first to occur of (1) June 7, 2019 or (2) the date of the Glu Mobile Inc. 2019 Annual Meeting of Stockholders. The RSU vests in full on the first to occur of (1) June 6, 2020 or (2) the date of the Glu Mobile Inc. 2020 Annual Meeting of Stockholders. The option is immediately exercisable and vests in full on the first to occur of (1) June 6, 2020 or (2) the date of the Glu Mobile Inc. 2020 Annual Meeting of Stockholders. /s/ Greg Brandeau by Scott J. Leichtner, Attorney-in-Fact 2019-06-10