0001179110-17-007473.txt : 20170517
0001179110-17-007473.hdr.sgml : 20170517
20170517200909
ACCESSION NUMBER: 0001179110-17-007473
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170515
FILED AS OF DATE: 20170517
DATE AS OF CHANGE: 20170517
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLU MOBILE INC
CENTRAL INDEX KEY: 0001366246
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 HOWARD STREET, SUITE 300
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-800-6100
MAIL ADDRESS:
STREET 1: 500 HOWARD STREET, SUITE 300
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Leichtner Scott
CENTRAL INDEX KEY: 0001546410
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33368
FILM NUMBER: 17853264
MAIL ADDRESS:
STREET 1: C/O GLU MOBILE INC.
STREET 2: 2207 BRIDGEPOINTE PARKWAY
CITY: SAN MATEO
STATE: CA
ZIP: 94404
4
1
edgar.xml
FORM 4 -
X0306
4
2017-05-15
0
0001366246
GLU MOBILE INC
GLUU
0001546410
Leichtner Scott
C/O GLU MOBILE INC.
500 HOWARD STREET, SUITE 300
SAN FRANCISCO
CA
94105
0
1
0
0
VP and General Counsel
Common Stock
2017-05-15
4
A
0
4415
0
A
126752
D
Common Stock
2017-05-15
4
F
0
1620
2.67
D
125132
D
Common Stock
2017-05-15
4
A
0
4688
0
A
129820
D
Common Stock
2017-05-15
4
F
0
1720
2.67
D
128100
D
Common Stock
2017-05-15
4
A
0
6875
0
A
134975
D
Common Stock
2017-05-15
4
F
0
2522
2.67
D
132453
D
Restricted Stock Units
2017-05-15
4
M
0
4415
0
D
Common Stock
4415
8831
D
Restricted Stock Units
2017-05-15
4
M
0
4688
0
D
Common Stock
4688
28125
D
Restricted Stock Units
2017-05-15
4
M
0
6875
0
D
Common Stock
6875
68750
D
Vesting of restricted stock units ("RSUs") granted to Mr. Leichtner on October 8, 2013.
Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. Leichtner and cancelled by Glu Mobile Inc. ("Glu") in exchange for Glu's agreement to pay federal and state tax withholding obligations of Mr. Leichtner resulting from the vesting of RSUs. Mr. Leichtner did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
Vesting of RSUs granted to Mr. Leichtner on October 14, 2014.
Vesting of RSUs granted to Mr. Leichtner on October 13, 2015.
Each RSU represents a contingent right to receive one share of Glu common stock.
The RSU vested as to 25% of the total number of shares subject to the RSU on November 17, 2014 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date was February 15, 2015, the next quarterly vesting date was May 15, 2015, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day.
The RSU vested as to 25% of the total number of shares subject to the RSU on November 16, 2015 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date was February 16, 2016, the next quarterly vesting date was May 15, 2016, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day.
The RSU vested as to 25% of the total number of shares subject to the RSU on November 15, 2016 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date was February 15, 2017, the next quarterly vesting date was May 15, 2017, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day.
/s/ Scott J. Leichtner
2017-05-17