0001179110-15-008144.txt : 20150519 0001179110-15-008144.hdr.sgml : 20150519 20150519200101 ACCESSION NUMBER: 0001179110-15-008144 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150515 FILED AS OF DATE: 20150519 DATE AS OF CHANGE: 20150519 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLU MOBILE INC CENTRAL INDEX KEY: 0001366246 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 HOWARD STREET, SUITE 300 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-800-6100 MAIL ADDRESS: STREET 1: 500 HOWARD STREET, SUITE 300 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: de Masi Niccolo CENTRAL INDEX KEY: 0001480011 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33368 FILM NUMBER: 15878011 MAIL ADDRESS: STREET 1: 2207 BRIDGEPOINTE PARKWAY, SUITE 300 CITY: SAN MATEO STATE: CA ZIP: 94404 4 1 edgar.xml FORM 4 - X0306 4 2015-05-15 0 0001366246 GLU MOBILE INC GLUU 0001480011 de Masi Niccolo C/O GLU MOBILE INC. 500 HOWARD STREET, SUITE 300 SAN FRANCISCO CA 94105 1 1 0 0 President and CEO Common Stock 2015-05-15 4 A 0 21688 0 A 128450 D Common Stock 2015-05-15 4 F 0 11317 6.70 D 117133 D Common Stock 2015-05-15 4 A 0 43750 0 A 160883 D Common Stock 2015-05-15 4 F 0 22829 6.70 D 138054 D Common Stock 2015-05-15 4 A 0 56250 0 A 194304 D Common Stock 2015-05-15 4 F 0 29352 6.70 D 164952 D Common Stock 2015-05-15 4 A 0 87500 0 A 252452 D Common Stock 2015-05-15 4 F 0 45658 6.70 D 206794 D Restricted Stock Units 2015-05-15 4 M 0 21688 0 A Common Stock 21688 216875 D Restricted Stock Units 2015-05-15 4 M 0 43750 0 A Common Stock 43750 131250 D Restricted Stock Units 2015-05-15 4 M 0 56250 0 A Common Stock 56250 168750 D Restricted Stock Units 2015-05-15 4 M 0 87500 0 A Common Stock 87500 262500 D Vesting of restricted stock units ("RSUs") granted to Mr. de Masi on October 8, 2013. Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. de Masi and cancelled by Glu in exchange for Glu's agreement to pay federal and state tax withholding obligations of Mr. de Masi resulting from the vesting of RSUs. Mr. de Masi did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Vesting of RSUs granted to Mr. de Masi on April 24, 2014. Vesting of RSUs granted to Mr. de Masi on April 24, 2014, as amended July 24, 2014. Each restricted stock unit represents a contingent right to receive one share of Glu Mobile Inc. common stock. The restricted stock unit vested as to 25% of the total number of shares of subject to the RSU on November 17, 2014 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date was February 15, 2015, the next quarterly vesting date was May 15, 2015, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. The restricted stock unit vested as to 25% of the total number of shares of subject to the RSU on May 15, 2015 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date will be August 15, 2015, the next quarterly vesting date will be November 15, 2015, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. /s/ Niccolo M. de Masi 2015-05-19