0001739614-21-000018.txt : 20210119 0001739614-21-000018.hdr.sgml : 20210119 20210119161059 ACCESSION NUMBER: 0001739614-21-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210115 FILED AS OF DATE: 20210119 DATE AS OF CHANGE: 20210119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lappe Mark CENTRAL INDEX KEY: 0001366074 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39452 FILM NUMBER: 21535595 MAIL ADDRESS: STREET 1: 11622 EL CAMINO REAL STREET 2: SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lappe Family Trust CENTRAL INDEX KEY: 0001821266 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39452 FILM NUMBER: 21535596 BUSINESS ADDRESS: STREET 1: C/O INHIBRX, INC. STREET 2: 11099 TORREY PINES ROAD, SUITE 280 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 858-759-1499 MAIL ADDRESS: STREET 1: C/O INHIBRX, INC. STREET 2: 11099 TORREY PINES ROAD, SUITE 280 CITY: LA JOLLA STATE: CA ZIP: 92037 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Inhibrx, Inc. CENTRAL INDEX KEY: 0001739614 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 824257312 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11025 N. TORREY PINES ROAD, SUITE 200 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: (858) 795-4220 MAIL ADDRESS: STREET 1: 11025 N. TORREY PINES ROAD, SUITE 200 CITY: LA JOLLA STATE: CA ZIP: 92037 4 1 wf-form4_161109064662411.xml FORM 4 X0306 4 2021-01-15 0 0001739614 Inhibrx, Inc. INBX 0001366074 Lappe Mark C/O INHIBRX, INC. 11025 NORTH TORREY PINES ROAD, SUITE 200 LA JOLLA CA 92037 1 1 0 0 Chief Executive Officer 0001821266 Lappe Family Trust C/O INHIBRX, INC. 11025 NORTH TORREY PINES ROAD, SUITE 200 LA JOLLA CA 92037 0 0 0 1 To be Verified Common Stock 2020-12-28 5 G 0 E 500000 0 D 2590252 I By the Lappe Family Trust Common Stock 2020-12-28 5 G 0 E 500000 0 A 500000 I By trust Common Stock 59462 I The Mark Paul Lappe Roth IRA Stock Option (right to buy) 33.63 2021-01-15 4 A 0 145000 0 A 2031-01-15 Common Stock 145000.0 145000 D (1) This transaction involved a gift of securities by the Lappe Family Trust to a trust for the benefit of the reporting person's immediate family. (2) These securities are directly owned by the Lappe Family Trust. Mark P. Lappe is the trustee of the Lappe Family Trust and, in such capacity, may be deemed to indirectly beneficially own the securities owned by the Lappe Family Trust. (3) Twenty-five percent (25%) of the total shares subject to the stock option become exercisable on January 15, 2022, with the balance to vest and become exercisable in equal successive monthly installments for thirty-six (36) months thereafter. /s/ Kelly D. Deck, attorney-in-fact 2021-01-19