0001739614-21-000018.txt : 20210119
0001739614-21-000018.hdr.sgml : 20210119
20210119161059
ACCESSION NUMBER: 0001739614-21-000018
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210115
FILED AS OF DATE: 20210119
DATE AS OF CHANGE: 20210119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lappe Mark
CENTRAL INDEX KEY: 0001366074
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39452
FILM NUMBER: 21535595
MAIL ADDRESS:
STREET 1: 11622 EL CAMINO REAL
STREET 2: SUITE 100
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lappe Family Trust
CENTRAL INDEX KEY: 0001821266
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39452
FILM NUMBER: 21535596
BUSINESS ADDRESS:
STREET 1: C/O INHIBRX, INC.
STREET 2: 11099 TORREY PINES ROAD, SUITE 280
CITY: LA JOLLA
STATE: CA
ZIP: 92037
BUSINESS PHONE: 858-759-1499
MAIL ADDRESS:
STREET 1: C/O INHIBRX, INC.
STREET 2: 11099 TORREY PINES ROAD, SUITE 280
CITY: LA JOLLA
STATE: CA
ZIP: 92037
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Inhibrx, Inc.
CENTRAL INDEX KEY: 0001739614
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 824257312
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11025 N. TORREY PINES ROAD, SUITE 200
CITY: LA JOLLA
STATE: CA
ZIP: 92037
BUSINESS PHONE: (858) 795-4220
MAIL ADDRESS:
STREET 1: 11025 N. TORREY PINES ROAD, SUITE 200
CITY: LA JOLLA
STATE: CA
ZIP: 92037
4
1
wf-form4_161109064662411.xml
FORM 4
X0306
4
2021-01-15
0
0001739614
Inhibrx, Inc.
INBX
0001366074
Lappe Mark
C/O INHIBRX, INC.
11025 NORTH TORREY PINES ROAD, SUITE 200
LA JOLLA
CA
92037
1
1
0
0
Chief Executive Officer
0001821266
Lappe Family Trust
C/O INHIBRX, INC.
11025 NORTH TORREY PINES ROAD, SUITE 200
LA JOLLA
CA
92037
0
0
0
1
To be Verified
Common Stock
2020-12-28
5
G
0
E
500000
0
D
2590252
I
By the Lappe Family Trust
Common Stock
2020-12-28
5
G
0
E
500000
0
A
500000
I
By trust
Common Stock
59462
I
The Mark Paul Lappe Roth IRA
Stock Option (right to buy)
33.63
2021-01-15
4
A
0
145000
0
A
2031-01-15
Common Stock
145000.0
145000
D
(1) This transaction involved a gift of securities by the Lappe Family Trust to a trust for the benefit of the reporting person's immediate family.
(2) These securities are directly owned by the Lappe Family Trust. Mark P. Lappe is the trustee of the Lappe Family Trust and, in such capacity, may be deemed to indirectly beneficially own the securities owned by the Lappe Family Trust.
(3) Twenty-five percent (25%) of the total shares subject to the stock option become exercisable on January 15, 2022, with the balance to vest and become exercisable in equal successive monthly installments for thirty-six (36) months thereafter.
/s/ Kelly D. Deck, attorney-in-fact
2021-01-19