0001415889-24-011886.txt : 20240501 0001415889-24-011886.hdr.sgml : 20240501 20240501175917 ACCESSION NUMBER: 0001415889-24-011886 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240429 FILED AS OF DATE: 20240501 DATE AS OF CHANGE: 20240501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mhatre Ravi CENTRAL INDEX KEY: 0001366050 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-42028 FILM NUMBER: 24904382 MAIL ADDRESS: STREET 1: 2200 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rubrik, Inc. CENTRAL INDEX KEY: 0001943896 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 464560494 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 3495 DEER CREEK ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 8444782745 MAIL ADDRESS: STREET 1: 3495 DEER CREEK ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 form4-05012024_090506.xml X0508 4 2024-04-29 0001943896 Rubrik, Inc. RBRK 0001366050 Mhatre Ravi 2200 SAND HILL ROAD MENLO PARK CA 94025 true false true false 0 Series A Preferred Stock 2024-04-29 4 C 0 14132696 0 D Class B Common Stock 14132696 0 I By Lightspeed Venture Partners IX, L.P. Series B Preferred Stock 2024-04-29 4 C 0 3329928 0 D Class B Common Stock 3329928 0 I By Lightspeed Venture Partners IX, L.P. Series E Preferred Stock 2024-04-29 4 C 0 297192 0 D Class B Common Stock 297192 0 I By Lightspeed Venture Partners IX, L.P. Class B Common Stock 2024-04-29 4 C 0 17759816 0 A Class A Common Stock 17759816 17759816 I By Lightspeed Venture Partners IX, L.P. Series C Preferred Stock 2024-04-29 4 C 0 2940030 0 D Class B Common Stock 2940030 0 I By Lightspeed Venture Partners Select II, L.P. Series D Preferred Stock 2024-04-29 4 C 0 843732 0 D Class B Common Stock 843732 0 I By Lightspeed Venture Partners Select II, L.P. Series E Preferred Stock 2024-04-29 4 C 0 339648 0 D Class B Common Stock 339648 0 I By Lightspeed Venture Partners Select II, L.P. Class B Common Stock 2024-04-29 4 C 0 4123410 0 A Class A Common Stock 4123410 4123410 I By Lightspeed Venture Partners Select II, L.P. Series D Preferred Stock 2024-04-29 4 C 0 8015457 0 D Class B Common Stock 8015457 0 I By Lightspeed SPV I, LLC Class B Common Stock 2024-04-29 4 C 0 8015457 0 A Class A Common Stock 8015457 8015457 I By Lightspeed SPV I, LLC Series E Preferred Stock 2024-04-29 4 C 0 5094719 0 D Class B Common Stock 5094719 0 I By Lightspeed SPV I-B, LLC Class B Common Stock 2024-04-29 4 C 0 5094719 0 A Class A Common Stock 5094719 5094719 I By Lightspeed SPV I-B, LLC Series E Preferred Stock 2024-04-29 4 C 0 3566303 0 D Class B Common Stock 3566303 0 I By Lightspeed SPV I-C, LLC Class B Common Stock 2024-04-29 4 C 0 3566303 0 A Class A Common Stock 3566303 3566303 I By Lightspeed SPV I-C, LLC Class B Common Stock Class A Common Stock 406637 406637 I By Lightspeed Venture Partners X, L.P. Class B Common Stock Class A Common Stock 18084 18084 I By Lightspeed Affiliates X, L.P The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. The Reporting Person is a director of LUGP IX and shares voting and dispositive power with respect to the shares held by Lightspeed IX. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. The Reporting Person is a director of LUGP Select II and shares voting and dispositive power with respect to the shares held by Lightspeed Select II. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Shares are held by Lightspeed Venture Partners X, L.P. ("Lightspeed X"). Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. The Reporting Person is a director of LUGP X and shares voting and dispositive power with respect to the shares held by Lightspeed X. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Shares are held by Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates X"). LGP X is the general partner of Lightspeed Affiliates X. LUGP X is the general partner of LGP X. The Reporting Person is a director of LUGP X and shares voting and dispositive power with respect to the shares held by Lightspeed Affiliates X. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. /s/ Anne-Kathrin Lalendran, Attorney-in-Fact 2024-05-01