0001415889-24-011886.txt : 20240501
0001415889-24-011886.hdr.sgml : 20240501
20240501175917
ACCESSION NUMBER: 0001415889-24-011886
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240429
FILED AS OF DATE: 20240501
DATE AS OF CHANGE: 20240501
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mhatre Ravi
CENTRAL INDEX KEY: 0001366050
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-42028
FILM NUMBER: 24904382
MAIL ADDRESS:
STREET 1: 2200 SAND HILL ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rubrik, Inc.
CENTRAL INDEX KEY: 0001943896
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 464560494
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 3495 DEER CREEK ROAD
CITY: PALO ALTO
STATE: CA
ZIP: 94304
BUSINESS PHONE: 8444782745
MAIL ADDRESS:
STREET 1: 3495 DEER CREEK ROAD
CITY: PALO ALTO
STATE: CA
ZIP: 94304
4
1
form4-05012024_090506.xml
X0508
4
2024-04-29
0001943896
Rubrik, Inc.
RBRK
0001366050
Mhatre Ravi
2200 SAND HILL ROAD
MENLO PARK
CA
94025
true
false
true
false
0
Series A Preferred Stock
2024-04-29
4
C
0
14132696
0
D
Class B Common Stock
14132696
0
I
By Lightspeed Venture Partners IX, L.P.
Series B Preferred Stock
2024-04-29
4
C
0
3329928
0
D
Class B Common Stock
3329928
0
I
By Lightspeed Venture Partners IX, L.P.
Series E Preferred Stock
2024-04-29
4
C
0
297192
0
D
Class B Common Stock
297192
0
I
By Lightspeed Venture Partners IX, L.P.
Class B Common Stock
2024-04-29
4
C
0
17759816
0
A
Class A Common Stock
17759816
17759816
I
By Lightspeed Venture Partners IX, L.P.
Series C Preferred Stock
2024-04-29
4
C
0
2940030
0
D
Class B Common Stock
2940030
0
I
By Lightspeed Venture Partners Select II, L.P.
Series D Preferred Stock
2024-04-29
4
C
0
843732
0
D
Class B Common Stock
843732
0
I
By Lightspeed Venture Partners Select II, L.P.
Series E Preferred Stock
2024-04-29
4
C
0
339648
0
D
Class B Common Stock
339648
0
I
By Lightspeed Venture Partners Select II, L.P.
Class B Common Stock
2024-04-29
4
C
0
4123410
0
A
Class A Common Stock
4123410
4123410
I
By Lightspeed Venture Partners Select II, L.P.
Series D Preferred Stock
2024-04-29
4
C
0
8015457
0
D
Class B Common Stock
8015457
0
I
By Lightspeed SPV I, LLC
Class B Common Stock
2024-04-29
4
C
0
8015457
0
A
Class A Common Stock
8015457
8015457
I
By Lightspeed SPV I, LLC
Series E Preferred Stock
2024-04-29
4
C
0
5094719
0
D
Class B Common Stock
5094719
0
I
By Lightspeed SPV I-B, LLC
Class B Common Stock
2024-04-29
4
C
0
5094719
0
A
Class A Common Stock
5094719
5094719
I
By Lightspeed SPV I-B, LLC
Series E Preferred Stock
2024-04-29
4
C
0
3566303
0
D
Class B Common Stock
3566303
0
I
By Lightspeed SPV I-C, LLC
Class B Common Stock
2024-04-29
4
C
0
3566303
0
A
Class A Common Stock
3566303
3566303
I
By Lightspeed SPV I-C, LLC
Class B Common Stock
Class A Common Stock
406637
406637
I
By Lightspeed Venture Partners X, L.P.
Class B Common Stock
Class A Common Stock
18084
18084
I
By Lightspeed Affiliates X, L.P
The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.
Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. The Reporting Person is a director of LUGP IX and shares voting and dispositive power with respect to the shares held by Lightspeed IX. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.
Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. The Reporting Person is a director of LUGP Select II and shares voting and dispositive power with respect to the shares held by Lightspeed Select II. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Shares are held by Lightspeed Venture Partners X, L.P. ("Lightspeed X"). Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. The Reporting Person is a director of LUGP X and shares voting and dispositive power with respect to the shares held by Lightspeed X. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Shares are held by Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates X"). LGP X is the general partner of Lightspeed Affiliates X. LUGP X is the general partner of LGP X. The Reporting Person is a director of LUGP X and shares voting and dispositive power with respect to the shares held by Lightspeed Affiliates X. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
/s/ Anne-Kathrin Lalendran, Attorney-in-Fact
2024-05-01