0001415889-24-011893.txt : 20240501 0001415889-24-011893.hdr.sgml : 20240501 20240501180303 ACCESSION NUMBER: 0001415889-24-011893 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240429 FILED AS OF DATE: 20240501 DATE AS OF CHANGE: 20240501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eggers Barry CENTRAL INDEX KEY: 0001366048 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-42028 FILM NUMBER: 24904410 MAIL ADDRESS: STREET 1: 2200 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nieh Peter CENTRAL INDEX KEY: 0001366051 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-42028 FILM NUMBER: 24904409 MAIL ADDRESS: STREET 1: 2200 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lightspeed SPV I, LLC CENTRAL INDEX KEY: 0001703140 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-42028 FILM NUMBER: 24904414 BUSINESS ADDRESS: STREET 1: 2200 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 234-8300 MAIL ADDRESS: STREET 1: 2200 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LS SPV Management, LLC CENTRAL INDEX KEY: 0001978139 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-42028 FILM NUMBER: 24904411 BUSINESS ADDRESS: STREET 1: 2200 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-234-8300 MAIL ADDRESS: STREET 1: 2200 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lightspeed SPV I-C, LLC CENTRAL INDEX KEY: 0001827893 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-42028 FILM NUMBER: 24904412 BUSINESS ADDRESS: STREET 1: 2200 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650 843 5000 MAIL ADDRESS: STREET 1: 2200 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lightspeed SPV I-B, LLC CENTRAL INDEX KEY: 0001759394 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-42028 FILM NUMBER: 24904413 BUSINESS ADDRESS: STREET 1: 2200 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 843-5000 MAIL ADDRESS: STREET 1: 2200 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rubrik, Inc. CENTRAL INDEX KEY: 0001943896 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 464560494 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 3495 DEER CREEK ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 8444782745 MAIL ADDRESS: STREET 1: 3495 DEER CREEK ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 form4-05012024_100554.xml X0508 4 2024-04-29 0001943896 Rubrik, Inc. RBRK 0001703140 Lightspeed SPV I, LLC 2200 SAND HILL ROAD MENLO PARK CA 94025 false false true false 0001759394 Lightspeed SPV I-B, LLC 2200 SAND HILL ROAD MENLO PARK CA 94025 0 0 1 0 0001827893 Lightspeed SPV I-C, LLC 2200 SAND HILL ROAD MENLO PARK CA 94025 0 0 1 0 0001978139 LS SPV Management, LLC 2200 SAND HILL ROAD MENLO PARK CA 94025 0 0 1 0 0001366048 Eggers Barry C/O LIGHTSPEED VENTURE PARTNERS 2200 SAND HILL ROAD MENLO PARK CA 94025 0 0 1 0 0001366051 Nieh Peter C/O LIGHTSPEED VENTURE PARTNERS 2200 SAND HILL ROAD MENLO PARK CA 94025 0 0 1 0 0 Series A Preferred Stock 2024-04-29 4 C 0 14132696 0 D Class B Common Stock 14132696 0 D Series B Preferred Stock 2024-04-29 4 C 0 3329928 0 D Class B Common Stock 3329928 0 D Series E Preferred Stock 2024-04-29 4 C 0 297192 0 D Class B Common Stock 297192 0 D Class B Common Stock 2024-04-29 4 C 0 17759816 0 A Class A Common Stock 17759816 17759816 D Series C Preferred Stock 2024-04-29 4 C 0 2940030 0 D Class B Common Stock 2940030 0 I By Lightspeed Venture Partners Select II, L.P. Series D Preferred Stock 2024-04-29 4 C 0 843732 0 D Class B Common Stock 843732 0 I By Lightspeed Venture Partners Select II, L.P. Series E Preferred Stock 2024-04-29 4 C 0 339648 0 D Class B Common Stock 339648 0 I By Lightspeed Venture Partners Select II, L.P. Class B Common Stock 2024-04-29 4 C 0 4123410 0 A Class A Common Stock 4123410 4123410 I By Lightspeed Venture Partners Select II, L.P. Series D Preferred Stock 2024-04-29 4 C 0 8015457 0 D Class B Common Stock 8015457 0 I By Lightspeed SPV I, LLC Class B Common Stock 2024-04-29 4 C 0 8015457 0 A Class A Common Stock 8015457 8015457 I By Lightspeed SPV I, LLC Series E Preferred Stock 2024-04-29 4 C 0 5094719 0 D Class B Common Stock 5094719 0 I By Lightspeed SPV I-B, LLC Class B Common Stock 2024-04-29 4 C 0 5094719 0 A Class A Common Stock 5094719 5094719 I By Lightspeed SPV I-B, LLC Series E Preferred Stock 2024-04-29 4 C 0 3566303 0 D Class B Common Stock 3566303 0 I By Lightspeed SPV I-C, LLC Class B Common Stock 2024-04-29 4 C 0 3566303 0 A Class A Common Stock 3566303 3566303 I By Lightspeed SPV I-C, LLC Class B Common Stock Class A Common Stock 406637 406637 I By Lightspeed Venture Partners X, L.P. Class B Common Stock Class A Common Stock 18084 18084 I By Lightspeed Affiliates X, L.P The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Shares are held by Lightspeed Venture Partners X, L.P. ("Lightspeed X"). Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X. Each of LGP X, LUGP X and Messrs. Eggers Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. Shares are held by Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates X"). LGP X, is the general partner of Lightspeed Affiliates X. LUGP X is the general partner of LGP X. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Affiliates X. Each of LGP X, LUGP X and Messrs. Eggers Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports. 2 of 2: The number of joint filers exceeds the EDGAR maximum of 10 joint filers per Form. This Form 3 is being filed in conjunction with the Form 3 being filed by Lightspeed Venture Partners IX, L.P. and other filing persons. Lightspeed SPV I, LLC, By: LS SPV Management, LLC, its Manager, By /s/ Ravi Mhatre, Managing Member 2024-05-01 Lightspeed SPV I-B, LLC, By: LS SPV Management, LLC, its Manager, By /s/ Ravi Mhatre, Managing Member 2024-05-01 Lightspeed SPV I-C, LLC, By: LS SPV Management, LLC, its Manager, By /s/ Ravi Mhatre, Managing Member 2024-05-01 LS SPV Management, LLC, By /s/ Ravi Mhatre, Managing Member 2024-05-01 /s/ Barry Eggers 2024-05-01 /s/ Peter Nieh 2024-05-01