0001209191-15-064140.txt : 20150805 0001209191-15-064140.hdr.sgml : 20150805 20150805173047 ACCESSION NUMBER: 0001209191-15-064140 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150805 FILED AS OF DATE: 20150805 DATE AS OF CHANGE: 20150805 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of the Carolinas CORP CENTRAL INDEX KEY: 0001365997 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 204989192 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 135 BOXWOOD VILLAGE DRIVE CITY: MOCKSVILLE STATE: NC ZIP: 27028 BUSINESS PHONE: 336-751-5755 MAIL ADDRESS: STREET 1: 135 BOXWOOD VILLAGE DRIVE CITY: MOCKSVILLE STATE: NC ZIP: 27028 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Russ John D CENTRAL INDEX KEY: 0001619705 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52195 FILM NUMBER: 151030140 MAIL ADDRESS: STREET 1: C/O BANK OF THE CAROLINAS CORPORATION STREET 2: 135 BOXWOOD VILLAGE DRIVE CITY: MOCKSVILLE STATE: NC ZIP: 27028 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-08-05 1 0001365997 Bank of the Carolinas CORP BCAR 0001619705 Russ John D 135 BOXWOOD VILLAGE DRIVE MOCKSVILLE NC 27028 1 0 0 0 Common Stock 2015-08-05 4 D 0 2000000 D 0 D Disposed of pursuant to merger agreement between Bank of the Carolinas Corporation and Bank of the Ozarks, Inc. ("Ozarks"), in exchange for 6,270 shares of Ozarks common stock having a market value of $45.17 per share on the effective date of the merger, plus cash in lieu of fractional shares. /s/ Jonathan A. Greene, by Power of Attorney 2015-08-05