0001209191-15-064140.txt : 20150805
0001209191-15-064140.hdr.sgml : 20150805
20150805173047
ACCESSION NUMBER: 0001209191-15-064140
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150805
FILED AS OF DATE: 20150805
DATE AS OF CHANGE: 20150805
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bank of the Carolinas CORP
CENTRAL INDEX KEY: 0001365997
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 204989192
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 135 BOXWOOD VILLAGE DRIVE
CITY: MOCKSVILLE
STATE: NC
ZIP: 27028
BUSINESS PHONE: 336-751-5755
MAIL ADDRESS:
STREET 1: 135 BOXWOOD VILLAGE DRIVE
CITY: MOCKSVILLE
STATE: NC
ZIP: 27028
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Russ John D
CENTRAL INDEX KEY: 0001619705
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52195
FILM NUMBER: 151030140
MAIL ADDRESS:
STREET 1: C/O BANK OF THE CAROLINAS CORPORATION
STREET 2: 135 BOXWOOD VILLAGE DRIVE
CITY: MOCKSVILLE
STATE: NC
ZIP: 27028
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-08-05
1
0001365997
Bank of the Carolinas CORP
BCAR
0001619705
Russ John D
135 BOXWOOD VILLAGE DRIVE
MOCKSVILLE
NC
27028
1
0
0
0
Common Stock
2015-08-05
4
D
0
2000000
D
0
D
Disposed of pursuant to merger agreement between Bank of the Carolinas Corporation and Bank of the Ozarks, Inc. ("Ozarks"), in exchange for 6,270 shares of Ozarks common stock having a market value of $45.17 per share on the effective date of the merger, plus cash in lieu of fractional shares.
/s/ Jonathan A. Greene, by Power of Attorney
2015-08-05