0001365916-23-000037.txt : 20230406 0001365916-23-000037.hdr.sgml : 20230406 20230406183827 ACCESSION NUMBER: 0001365916-23-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230404 FILED AS OF DATE: 20230406 DATE AS OF CHANGE: 20230406 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALVAREZ EDUARDO CENTRAL INDEX KEY: 0001720126 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34885 FILM NUMBER: 23807410 MAIL ADDRESS: STREET 1: AMYRIS, INC. STREET 2: 5885 HOLLIS STREET, SUITE 100 CITY: EMERYVILLE STATE: CA ZIP: 94608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMYRIS, INC. CENTRAL INDEX KEY: 0001365916 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 550856151 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5885 HOLLIS STREET, SUITE 100 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: 510-450-0761 MAIL ADDRESS: STREET 1: 5885 HOLLIS STREET, SUITE 100 CITY: EMERYVILLE STATE: CA ZIP: 94608 FORMER COMPANY: FORMER CONFORMED NAME: AMYRIS BIOTECHNOLOGIES INC DATE OF NAME CHANGE: 20060613 4 1 wf-form4_168082069416389.xml FORM 4 X0407 4 2023-04-04 0 0001365916 AMYRIS, INC. AMRS 0001720126 ALVAREZ EDUARDO C/O AMYRIS, INC. 5885 HOLLIS STREET, SUITE 100 EMERYVILLE CA 94608 0 1 0 0 CHIEF OPERATING OFFICER 0 Common Stock 2023-04-04 4 M 0 492000 A 843914 D Common Stock 2023-04-05 4 S 0 231368 1.2288 D 612546 D Performance-based Restricted Stock Units 2023-04-04 4 M 0 492000 D Common Stock 492000.0 0 D Represents performance-based restricted stock units ("PSUs") that vested upon achievement of certain pre-established performance metrics as approved by the Issuer's Leadership, Development, Inclusion, and Compensation Committee of the Board of Directors (the "COO PSU Achievement") in connection with the PSUs awarded to the Reporting Person on May 24, 2021. Each PSU represents a contingent right to receive one share of Issuer's common stock. This transaction represents the settlement of PSUs in shares of common stock on their scheduled vesting date. Shares sold to satisfy the Reporting Person's tax withholding obligation upon vesting of PSUs in connection with the COO PSU Achievement. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.22 to $1.2289, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. This PSU award was granted on May 24, 2021. After the end of the performance period (December 31, 2022), the Issuer's Leadership, Development, Inclusion, and Compensation Committee of the Board of Directors determined that 492,000 PSUs had vested of the original 600,000 PSUs awarded, based on the achievement of certain pre-established performance metrics. /s/ Eduardo Alvarez by Doris Choi, Attorney-in-Fact 2023-04-06