10-Q/A 1 v323319_10qa.htm FORM 10-Q/A

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549

__________________

 

FORM 10-Q/A

(Amendment No. 1)

 

QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the quarterly period ended June 30, 2012

 

Commission file number:  000-52098

__________________

 

CHINO COMMERCIAL BANCORP

(Exact name of registrant as specified in its charter)

__________________

 

California 20-4797048
State of incorporation

I.R.S. Employer

Identification Number

   

14245 Pipeline Avenue

Chino, California

 91710
Address of Principal Executive Offices Zip Code

 

(909) 393-8880

Registrant’s telephone number, including area code

__________________

 

Check whether the issuer (1) has filed all reports required to be filed by Section 13 or 15 (d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. þ Yes   ¨ No

 

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). þYes  ¨No

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company.

 

Large accelerated filer ¨   Accelerated filer ¨   Non-accelerated filer ¨

 

Smaller Reporting Company þ

 

Indicate by check mark whether the Registrant is a shell company (as defined in Rule 12b-2 of the Act). ¨Yes

þ No

 

On August 8, 2012, there were 829,602 shares of Chino Commercial Bancorp Common Stock outstanding.

 
 

 

  

EXPLANATORY NOTE

 

Chino Commercial Bancorp (the “Company”) is filing this Amendment No. 1 for the sole purpose of including the Interactive Data File as exhibit 101. This Amendment No. 1 does not alter or restate any of the information set forth in the Original Filing.

 

 
 

 

 

PART IV

Item 6:  Exhibits

 

          Exhibit # Description
3.1 Articles of Incorporation of Chino Commercial Bancorp1
3.2 Bylaws of Chino Commercial Bancorp1
10.1 2000 Stock Option Plan1
10.2 Chino Commercial Bank, N.A. Salary Continuation Plan1
10.3 Salary Continuation and Split Dollar Agreements for Dann H. Bowman1
10.4 Employment Agreement for Dann H. Bowman2
10.5 Salary Continuation and Split Dollar Agreements for Roger Caberto1
10.6 Item Processing Agreement between the Bank and InterCept Group1
10.7 Data Processing Agreement between the Bank and InterCept Group1
10.8

Indenture dated as of October 27, 2006 between U.S. Bank National Association,

as Trustee and Chino Commercial Bancorp as Issuer3

10.9 Amended and Restated Declaration of Trust of Chino Statutory Trust I, dated as of October 27, 20063
10.10 Guarantee Agreement between Chino commercial Bancorp and U.S. Bank National Associationdated as of October 27, 20063
10.11 Amendment to Salary Continuation Agreement for Dann H. Bowman4
10.12 Amendment to Salary Continuation Agreement for Roger Caberto4
11 Statement Regarding Computation of Net Income Per Share5
21 Subsidiaries of Registrant6
31.1 Certification of Chief Executive Officer (Section 302 Certification)
31.2 Certification of Chief Financial Officer (Section 302 Certification)
32 Certification of Periodic Financial Report (Section 906 Certification)

 

    101.INS XBRL Instance Document7
    101.SCH XBRL Taxonomy Extension Schema7
    101.CAL XBRL Taxonomy Extension Calculation Linkbase7
    101.DEF XBRL Taxonomy Extension Definition Linkbase7
    101.LAB XBRL Taxonomy Extension Label Linkbase7
    101.PRE XBRL Taxonomy Extension Presentation Linkbase7

 

1 Filed as an exhibit of the same number to the Company’s Registration Statement on Form S-8 filed with the with the Securities and Exchange Commission on July 3, 2006. 

2 Filed as Exhibit 10.1 to the Company’s Form 8-K Current Report filed with the Securities and Exchange Commission on November 13, 2009. 

3 Filed as an exhibit of the same number to the Company’s Form 10-QSB for the quarter ended September 30, 2006. 

4 Filed as an exhibit of the same number to the Company’s Form 10-K for the year ended December 31, 2009. 

5 Filed as an exhibit is incorporated from Note 2 of the Company’s Financial Statements in the Company’s Form 10-K/A for the year ended December 31, 2010. 

6 Filed as an exhibit of the same number to the Company’s Form 10-K/A for the year ended December 31, 2007.

7 Furnished with this Form 10-Q/A.

 

 
 

  

SIGNATURES

 

Pursuant to the requirements of Section 13 or 15(d) of the Securities and Exchange Act of 1934, the registrant has duly caused this Amendment No. 1 to be signed on its behalf by the undersigned thereunto duly authorized.

 

Dated:  September 7, 2012   CHINO COMMERCIAL BANCORP  
       
  By: /s/ Dann H. Bowman  
    Dann H. Bowman  
   

President and Chief Executive Officer

(Principal Executive Officer)

  
       

 

  By: /s/ Sandra F. Pender  
    Sandra F. Pender  
   

Senior Vice President, Chief Financial Officer

(Principal Financial and Accounting Officer)